Table 2 Key attributes explaining (un)likelihood of transformational change processes for adaptation at the study sites

From: Perceived climate change impacts and adaptation responses in ten African mountain regions

Study site

Change agents

Learning and pathways to change

Scope and scale

Indications of sustainability of change

Overall grade

BAM

Farmers themselves, no external support, no farmers’ associations

Limited learning, no room for experimenting due to ongoing conflict

Limited to some individuals

Limited sustainability of change

0

ITO

Farmers themselves, no external support, no farmers’ associations

Limited learning, no room for experimenting due to ongoing conflict

Limited to some individuals

Limited sustainability of change

0

NYU

NGOs and government extension services present

Limited learning among actors, limited room for experimenting due to government policies and law enforcement.

Limited to government choices (strong law enforcement). Externally driven commercially oriented agricultural change

Weak linkages between national and local goals, issue of food insecurity

0.5

KIB

NGOs and government extension services present, and some farmers’ associations

Limited learning among actors

Limited to some individuals or villages (if NGO). Externally driven commercially oriented agricultural change

Weak linkages between national and local goals

1.0

KIG

Some NGOs present, and some farmers’ associations

Limited learning among actors

Limited to some individuals

Limited sustainability of change

1.0

ABE

NGO support in two villages, change agents mostly individuals, farmers’ associations present

NGOs support knowledge exchange, farmers engaged in experimenting

Individual level mostly, wealthier farmers have more options

Change driven by farmers keen to try new adaptation responses

1.0

UDZ

NGOs and government extension services present, farmers’ associations present

Limited knowledge exchange among actors

Individual level mostly, wealthier farmers have more options

Change driven by farmers keen to try new adaptation responses

1.0

BAL

Government extension services present

Limited learning among actors but extensive social networks spread interventions

From individual to village level

Change driven by multiple actors and extensive social networks, opportunity for linkages between national and local goals if learning among actors is strengthened

1.5

KEN

Top farmers have an important role, NGO supports organic coffee certification (one village), farmers’ associations present

Top farmers allow for knowledge exchange, strong social capital among Meru, farmers engaged in experimenting

From individual to village level, changes beyond agriculture

Change driven by farmers keen to try new adaptation responses, strong social capital

2.0

KIL

NGOs and government extension services present, farmers’ associations present

Limited knowledge exchange among actors, but farmers engaged in experimenting (high education, remittances from younger urban generations), strong social capital (for example, irrigation system)

From individual to village level, changes beyond agriculture

Change driven by farmers keen to try new things, strong social capital

2.0

  1. Data were identified through a reflective process involving all co-authors (Methods). Framework adapted from ref. 15, excluding the overall grade which we created and categorized from 0 (only incremental) to 5 (very transformational). ABE, Aberdare Range (Kenya); BAL, Bale Mountains (Ethiopia); BAM, Bamboutos Mountains (Cameroon); ITO, Itombwe Mountains (Democratic Republic of the Congo); KEN, Mount Kenya (Kenya); KIB, Kibira (Burundi); KIG, Kigezi Highlands (Uganda); KIL, Mount Kilimanjaro (Tanzania); NYU, Nyungwe (Rwanda); UDZ, Udzungwa Mountains (Tanzania). NGO, non-governmental organization.