Table 1 Baseline characteristics of patients with esophageal cancer who underwent esophagectomy by PPCs (N = 810).

From: Preoperative DLco and FEV1 are correlated with postoperative pulmonary complications in patients after esophagectomy

 

Patients who did not develop PPCs

(n = 651)

Patients who developed PPCs

(n = 159)

P value

Age, years

64 (58–70)

67 (62–73)

 < 0.01

Sex, male

597 (91.7)

150 (94.3)

0.34

Body mass index, kg/m2

23.4 ± 2.9

23.2 ± 3.3

0.44

Smoking status

0.08

 Never smoker

84 (12.9)

12 (7.5)

 

 Ever smoker

567 (87.1)

147 (92.5)

 

Comorbidities

 Pulmonary comorbidities

  Asthma

12 (1.8)

4 (2.5)

0.53

  Previous pulmonary tuberculosis

67 (10.3)

25 (15.7)

0.07

  Interstitial lung disease

1 (0.2)

0 (0.0)

 > 0.99

 Extra-pulmonary comorbidities

  Diabetes mellitus

95 (14.6)

33 (20.8)

0.07

  Hypertension

278 (42.7)

77 (48.4)

0.22

  Cardiovascular disease

68 (10.4)

27 (17.0)

0.03

Laboratory findings

 Hemoglobin, g/dL

14.2 (13.3–15.0)

13.9 (12.9–15.0)

0.19

 Albumin, g/dL

4.4 (4.2–4.6)

4.3 (4.1–4.5)

 < 0.01

 Creatinine, mg/dL

0.9 (0.8–1.0)

0.9 (0.8–1.0)

0.49

Pathologic stage

0.15

 I

343 (52.7)

71 (44.7)

 

 II

177 (27.2)

47 (29.6)

 

 III

131 (20.1)

41 (25.8)

 

Histologic type

0.39

 Squamous cell carcinoma

618 (94.9)

155 (97.5)

 

 Adenocarcinoma

30 (4.6)

4 (2.5)

 

 Others

3 (0.5)

0 (0.0)

 

Location of esophagus

0.42

 Cervical/upper thoracic

81 (12.4)

26 (16.4)

 

  Middle thoracic

286 (43.9)

68 (42.8)

 

 Lower thoracic/esophagogastric junction

284 (43.6)

65 (40.9)

 

Type of surgery

 < 0.01

 Open thoracotomy surgery

396 (60.8)

119 (74.8)

 

 VATS

88 (13.5)

12 (7.5)

 

 Robotic surgery

167 (25.7)

28 (17.6)

 

Type of surgical approach

0.57

 Transthoracic

633 (97.2)

153 (96.2)

 

 Trans-hiatal

15 (2.3)

5 (3.1)

 

 Others

3 (0.5)

1 (0.6)

 

Lymph node dissection

0.06

 Two-field or less

572 (87.9)

130 (81.8)

 

 Three-field

79 (12.1)

29 (18.2)

 

Anastomosis site

0.10

 Intrathoracic

349 (53.6)

97 (61.0)

 

 Cervical

298 (45.8)

60 (37.7)

 

 Abdominal

4 (0.6)

2 (1.3)

 

Surgery time, hours

4.4 (3.8–5.0)

4.4 (3.8–5.3)

0.36

Preoperative pulmonary function test

 FVC, L

3.9 ± 0.7

3.6 ± 0.7

 < 0.01

 FVC, %predicted

93.0 ± 12.7

88.4 ± 13.2

 < 0.01

 FEV1, L

2.9 ± 0.6

2.5 ± 0.6

 < 0.01

 FEV1, %predicted

91.0 (82.0–101.0)

86.0 (76.0–96.5)

 < 0.01

 FEV1/FVC

0.7 (0.7–0.8)

0.7 (0.6–0.8)

0.01

 DLco, %predicted

89.0 (77.0–100.0)

79.0 (68.5–92.0)

 < 0.01

  1. Data are presented as number (%) or mean (SD) or median (interquartile range).
  2. PPCs, postoperative pulmonary complications; VATS, video-assisted thoracoscopic surgery; FVC, forced vital capacity; FEV1, forced expiratory volume in 1 s; DLco, diffusing capacity of the lung for carbon monoxide.