Abstract
Direct wafer bonding allows polished semiconductor wafers to be joined together without the use of a binder. It has a wide range of applications in integrated circuit fabrication, micro-electro-mechanical systems (MEMS) packaging and multifunctional chip integration. Chip deflection and strain energy can be used to assess the bonding quality, and impurities have an important effect on the bonding quality. In this paper, a mathematical model and a finite element model of wafer bonding are established. The effects of different impurity distributions (Cluster, Complex, Face, Line) on the bonding quality of wafers are investigated, and the results show that the curvature and thickness of the wafer as well as the distribution of the impurity particles jointly determine the strain energy of the wafer under a certain pressure. Among them, the impurity particle surface distribution has the greatest influence on the wafer bonding quality. Finite element simulations verified the correctness of the proposed model. This work provides a theoretical basis for studying the effect of impurity distribution on wafer bonding performance.

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Introduction
Direct wafer bonding is defined as a bonding procedure involving two clean, highly polished wafers, with no intermediate layer used1. Once the two polished wafers have undergone cleaning and surface activation, they are brought into contact and local attraction, adhesion, or bonding occurs via van der Waals forces or hydrogen bonds (i.e., bonds formed between hydrogen atoms and polarized atoms such as oxygen). Nevertheless, as a result of environmental and other factors, impurity particles may be present in the bonding region, hindering the wafer bonding process. The question of how to quantify the influence of impurity particles on bonding quality has emerged as a critical issue in the effort to enhance bonding efficiency and quality.
Currently, there are numerous studies on direct wafer bonding. From the perspective of molecular dynamics, Xueyi Duan et al. studied the direct bonding of Si/InP2. Nagai Sho et al. investigated the influence of the acidity and alkalinity of surface hydroxyl groups on the low-temperature bonding of silica and metal oxides3. From the perspectives of chemistry and materials, Xiaocun Wang et al. proposed a method for direct Cu-Cu bonding in air4. Ye Li et al. studied the optimized wafer—level direct bonding of superconducting NbN for 3D chip integration5. Fengwen Mu et al. achieved direct GaN-Si wafer bonding at room temperature for the transfer of thin GaN devices after epitaxial lift-off6. Takashi Matsumae et al. studied the direct low-temperature bonding of diamond (100) on silicon wafers under atmospheric conditions7. Yang Xu et al. studied the direct bonding of Ga₂O₃-SiC at room temperature8. From the perspective of mechanical behavior during the bonding process, Nathan Ip et al. used a solid-fluid mechanics coupling simulation model to study wafer bonding dynamics9,10. Kyeongbin Lim studied the attractive forces and micro-roughness at the wafer bonding interface through molecular dynamics simulation11. E. Navarro et al. established a wafer bonding dynamics model and solved it numerically12. F. Rieutord et al. established a theoretical model to describe the wafer deformation profile during bonding or the dependence of the velocity on the gas viscosity, pressure, and wafer thickness13. The bonding area can be predicted by the wafer geometry, elastic properties, and adhesion work14,15. The above-mentioned studies did not consider the influence of voids during the bonding process. In actual processes, voids often form at the bonding interface due to wafer protrusions, impurity particles, etc.16,17,18,19. Shizhao Wang et al. studied the influence of copper protrusions on wafer bonding20. C. S. Tan et al. observed the pore formation between bonded copper interfaces and gave the reasons for pore formation21. Hung-Che Liu et al. studied the evolution of interface voids under different annealing conditions for Cu to Cu bonding22. Hyoeun Kim et al. studied the optimization of pores during the bonding process from the process perspective23. Hsiang-Hou Tseng et al. oriented silver on nanotwinned copper microbumps for metal direct bonding and studied the change of pores generated during the deposition process with bonding conditions (temperature and pressure)24. C. H. Huang et al. studied the influence of wafer surface roughness on pores25. Tung-Yen Lai et al. studied the evolution and healing of pores during the bonding process at different temperatures by introducing artificial voids26. Tomoya Iwata et al. evaluated the water stress corrosion at the wafer bonding interface and revealed that water stress corrosion was caused by moisture in the atmosphere, interface voids, and residual moisture27. Sung-Hyun Oh et al. studied the influence of local voids on Cu-Cu bonding28. Feixiang Tang et al. studied the impact of impurity particles on wafer bonding quality and proposed a theoretical model29.
In this paper, by introducing impurity particles, the effects of impurity particles with different distributions on bonding quality were studied, and the corresponding analytical expressions were given. Moreover, the analytical results were compared and verified through the finite element method.
Mathematical modeling and numerical simulation
Figure 1 provides a schematic representation of the wafer bonding process under a uniformly distributed load P. The upper wafer’s geometry is characterized by its curvature ki, thickness H, and radius R. It is assumed that the upper wafer is isotropic with its elastic behavior defined by the elastic modulus E and Poisson’s ratio v. Wafer warpage is characterized by wafer bow, whose attributes include the height difference δ between the wafer’s center and edge, as well as the curvature ki. Usually, the wafer’s height difference is less than its thickness, with δ ≤ 1/3H. As illustrated in Fig. 1(b), the contact region can be split into two regions: Region I and Region II. The bonding process between the two wafers begins at the center. It is assumed that the critical contact position spreads axially symmetrically toward the outside, with the contact radius denoted as rp. When the critical contact radius moves outward, the two wafers deform to attain a uniform curvature kf. Once wafer bonding is complete, the upper wafer aligns with the curved surface of the fixture at the bonding point—specifically, Region I. In this situation, the final curvature kf of the bonded wafer is only associated with the fixture’s shape, i.e., the lower wafer. For this reason, the lower wafer is assumed to be a rigid body without warpage (kf  = 0). In practical applications, the wafer bow δ is far smaller than the wafer radius R, allowing the use of the small-angle approximation30. Thus, during the bonding process, only vertical deflection is considered, while horizontal deflection is neglected. As shown in Fig. 1(a), tungsten particles W(ri, θi) are introduced to hinder wafer bonding in Region I. In Region II, since the upper and lower wafers have not yet bonded, the particles W in this region have no impact on the bonding process. As depicted in Fig. 1(d), within Region I, the presence of particle W(ri, θi) means the upper and lower wafers do not deform to the uniform curvature kf. Instead, voids and a series of void tails are generated due to the particle’s obstruction. It is assumed that each void has a radius ci, which is linearly related to the radial position of particle W31. Since the voids at ri are the primary factors affecting wafer bonding, the influence of void tails is ignored. Additionally, it is assumed that the deformation shape of the upper wafer at ri is described by the shape function N(r, θi).
a 3D model before bonding. b 3D model after bonding. c Mechanical model before bonding. d Mechanical model after bonding29
The core mechanism underlying direct wafer bonding at room temperature resides in the short-range molecular and atomic forces on the wafer surfaces, such as Van der Waals’ force and hydrogen bonding. The bonding ability of the wafers is assessed through the adhesive energy Γ, which stands for the energy needed per unit bonding area of the wafers32. The adhesive energy can be formulated with respect to the surface energies γ1 and γ2 of the wafers, along with the interface energy γ12, via the expression Γ = γ1 + γ2 - γ12. When these two surfaces come together to form a bonding interface, the net free energy reduces. Based on the criteria for direct wafer bonding, the conditions for achieving wafer bonding at room temperature are as follows:
where U stands for the elastic strain energy of the upper wafer and A denotes the bonding area (A = π*rp2).
Thus, in accordance with Eq. (1), the actual bonding condition can be expressed as
Given that the geometric properties of the upper wafer are determined by the curvature ki, thickness H and radius R, the form of the upper wafer can be described as
where r stands for the radial position of the wafer.
Given that the wafers possess a shared curvature kf once the wafer bonding is completed, the post-bonding shape of the wafer can be formulated as
In Region I, owing to the existence of particle W, the deformation at the location of particle W after bonding does not match the description in Eq. (4). It is postulated that this deformation can be denoted by the shape function N(r, θi).
where θi stands for the particle's circumferential location, ri denotes the radial position of the particle, ci represents the void radius produced by the particle, k is the coefficient of the shape function N(r, θi), which is 2Ri/ci2. Ri denotes the particle radius.
Thus, the deflection of the wafer within the bonded area can be formulated as29:
Within the unbonded area—specifically region II—physical obstacles exert no influence, and this segment of the wafer may be regarded as a circular plate. Based on the thin plate theory, the deformation process is presumed to involve pure bending. Since the pressure acting on the wafer is evenly distributed, the governing equation can thus be expressed as
The rigidity of a wafer, designated as D, is determined by the elastic modulus E, Poisson's ratio v and the thickness H of the wafer. From a mathematical standpoint, this can be formulated as
the solution of Eq. (7) can be expressed as ref.29:
this term wsp stands for the particular solution, which can be written as: wsp = r4P/64D.
At the position r = rp, the boundary condition can be formulated as:
At the position r = R, the boundary condition can be formulated as:
Since the model in this paper is characterized by central symmetry, consequently
Through substituting the boundary conditions, the general solution may be formulated as29:
The wafer's strain energy may be formulated as the sum of strain energies in Region I and Region II, this relationship can be denoted as29:
For impurity particles at different circumferential positions θi, the strain energy UI of their bonding regions can be respectively expressed as:
When impurity particles at the same circumferential positions θi, the strain energy UI of their bonding regions can be respectively expressed as:
where Ri represents the radius of the particles, n represents the number of particles located at the same radial position, ri represents the radial position of the particles, and ci represents the void radius generated by the particles.
Since the particles do not influence Region II, the strain energy in Region II can be represented as29:
Parameters employed in this research encompass the elastic modulus E = 149 GPa, Poisson's ratio v = 0.18, wafer thickness H = 0.675 mm, wafer radius R = 75 mm and particle radius Ri = 2.5 mm. Adhesion energy prior to annealing typically ranges from 0.01-0.1 J/m2. The wafer model built in this study features a thickness of several hundred micrometers; if thinned down to several tens of micrometers, the impact of the scale effect must be taken into account33,34.
In this paper, tungsten particles W are used as impurity particles to study the influence of impurity particles with different distributions on the strain energy when the wafers are completely bonded. For particles W(ri, θi), when their radial positions ri are different but the circumferential positions θi are the same, the deflection curve of the bonding region is shown in Fig. 2(a). When both ri and θi are different, the influence of each particle on the bonding is independent. The deflection curve of the bonding region for a single particle is shown in Fig. 2(b). It can be observed that at ri, due to the obstruction of particle W, the deflection of the upper wafer decreases slightly, and the decrease amplitude is equal to the shape function N(ri, θi) assumed in Eq. (5) of this paper.
a Particles have different radial positions ri but the same circumferential position θi. b Particles have different radial positions ri and different circumferential positions θI29
As shown in Fig. 3, this paper studies the influence of four particle distributions on wafer bonding. Figure 3 (a) is the Cluster distribution, in which particles are distributed circumferentially around the central axis. Figure 3 (b) is the Complex distribution, with particles randomly distributed on the wafer. Figure 3 (c) represents the Face distribution, where particles have the same radial position ri but different circumferential positions θi. Figure 3 (d) is the Line distribution, where particles have different radial positions ri but the same circumferential position θi.
As shown in Fig. 4, it depicts the strain energy per unit area when the wafers are fully bonded under different distributions. As the number of particles increases, the strain energy also increases. Meanwhile, the analytical results indicate that the Face distribution has the greatest impact on bonding, the Complex distribution has the least impact, and the differences among different distributions are relatively small.
The Abaqus finite element method was used to simulate the wafer bonding process with different types of particle distributions. The parameter settings of the finite element method are shown in Table 1.
As shown in Fig. 5, in order to improve computational efficiency, a quarter—model was used for the simulation. To ensure that the upper wafer can be fully bonded under different distributions, a uniform pressure of 8000 Pa was applied in the normal direction of the upper wafer. Since the lower wafer serves as a fixed support, the lower wafer was set as a rigid body, and a simply—supported boundary condition was applied to the perimeter of the lower wafer. After meshing, 53690 elements were generated on the upper wafer.
a Quarter-model. b Actual cross-section used for analysis29
As shown in Fig. 6, they are the displacement diagrams and strain energy diagrams of the wafers under different distributions. Under pressure of 8000 Pa, the displacement at the edge of the wafer is close to the initial curvature of 0.1 mm, and it can be considered that the wafers are fully bonded.
As shown in Figs. 7–10, different particle distributions have different effects on the stress of the wafer. For the normal stress S_yy, the Complex distribution has the greatest impact, and the Line distribution has the least impact. For the shear stress S_yx, the Cluster distribution has the greatest impact, and the Line distribution has the least impact. For the shear stress S_yz, the Face distribution has the greatest impact, and the Line distribution has the least impact. Figure 11 shows the displacement after bonding under different distributions, the results indicate that different cases of particle distribution cause different displacement. Displacement at the edge of the wafer is greater than the internal displacement. The complex distribution displacement is greater than the remaining cases, but the difference is not significant.
As shown in Fig. 12, the simulation results indicate that the Face distribution has the most impact on bonding, which is consistent with the analytical results. However, the simulation results show that the Line distribution has the least impact on bonding, while the analytical results suggest that the Complex distribution has the least impact. The main reason for this difference is that during the bonding process, in addition to the main voids generated by the particles, a series of void tails are also produced31. These void tails have the same circumferential position θi. For the Line distribution, the void trails generated by the primary void all share the same circumferential position θi. Due to this alignment, void trails from different particles overlap to a certain extent, resulting in a smaller impact on bonding. In contrast, void trails produced under other distributions (Cluster, Complex and Face) do not overlap, correspondingly exerting a greater influence on bonding quality.
As shown in Fig. 13, it is a comparison between the current work and the previous work29. The previous work considered the influence of particles located at the same radial position ri but different circumferential positions θi (i.e., the Face distribution in this paper) on bonding. For the other three distributions, since the radial positions ri of the particles are different, in this work, the radial positions ri of the particles are unified to rimax (For the Cluster, Complex and Line distributions where particles have different radial positions ri, this paper considers the effect of particle positions on bonding. While maintaining a constant particle count n, the radial positions of particles are unified to rimax, with circumferential positions remaining unchanged. Additionally, due to the clustering of particles in the Cluster distribution, localized stress concentration may occur and affect bonding quality. The randomness of particle positions in the Complex distribution similarly impacts bonding performance, though this paper only considers one specific case of Complex distribution). The results show that the Cluster distribution is less affected by the radial position of the particles, while the Face and Line distributions are more significantly affected by the radial position of the particles.
Conclusion
Considering normal pressure and impurity particles, a mechanical model of wafer bonding with different particle distributions was established, and the analytical solution of the strain energy during the bonding process was derived. The specific conclusions are as follows:
-
(1)
The differences among different distributions are relatively small. Both the analytical and simulation results show that the Face distribution has the greatest impact on bonding. The linear particle distribution is more variable compared to the other cases. The reason is that during the bonding process, in addition to the main voids generated by the particles, a series of void tails are also produced.
-
(2)
The Cluster distribution is the least affected by the radial position of the particles, while the Face and Line distributions are more significantly affected by the radial position of the particles. This paper attributes the differences in bonding quality among distributions primarily to void trails. Additionally, potential stress concentration in Cluster distributions and the randomness of Complex distributions may also influence bonding performance. However, It should be acknowledged that this study only uses tungsten particles as impurities and considers a single shape function N(r, θi), leaving the consideration of impurities and shape functions incomplete.
-
(3)
This paper investigates the effects of different impurity particle distributions on wafer bonding and establishes corresponding mathematical models, which are validated through finite element simulation. The proposed approach provides theoretical guidance for wafer bonding processes in the presence of particles and offers reference value for other bonding forms.
-
(4)
In this paper, a wafer bonding model that takes into account different impurity distributions is formulated. The influence of impurities on bonding is manifested through the shape function N(r, θi). Although the numerical results and simulation results are in agreement, there is still a certain degree of error. Moreover. This paper does not explore the impact of different shape functions N(r, θi), and it remains unclear whether a more accurate shape function exists.
-
(5)
This paper addresses several impurity distributions that may occur in actual bonding processes. For Complex distributions, we randomly selected several coordinates (ri, θi) as impurity positions without examining other configurations. However, the proposed model can compute bonding strain energy for particles at arbitrary positions within a certain range. According to the bonding criterion, wafer bonding feasibility can be determined by comparing the maximum strain energy with the adhesive energy. This provides practical guidance for wafer bonding processes.
Data availability
Data sharing is not applicable to this article as no new data were created or analyzed in this study.
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Acknowledgements
This work was supported by the National Key R&D Program of China (No. 2022YFB3207100), the Hubei Provincial Strategic Scientist Training Plan (No. 2022EJD009), and the Fundamental Research Funds for the Central Universities (No. 2042023kf1041).
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Sheng Liu is an Editor for the journal; no other author has reported any competing interest.
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41378_2025_994_MOESM1_ESM.docx
Mechanical modelling and analysis of direct wafer bonding technology considering the effect of different types of impurity particle distribution
Glossary
- A
-
Contact area
- c i
-
The pore radius generated by the particle
- D
-
Plate rigidity of the upper wafer
- fi(rp, P)
-
(i = 1, 2, 3, 4) Function of the contact radius and bonding pressure
- H
-
Thickness of two wafers
- k i
-
Initial curvature of the upper wafer
- k f
-
Final curvature of two wafers after deformation
- M r
-
Radial moment in the wafer
- n
-
Number of particles
- P
-
Bonding pressure on the wafer
- Q r
-
Transverse shear in the wafer
- r
-
The radial position of the wafer
- r i
-
The radial position of the particle
- r p
-
Contact radius
- R
-
The radius of two wafers
- R i
-
Radius of impurity particles
- U
-
Strain energy in the upper wafer
- UI
-
Strain energy in Region I
- UII
-
Strain energy in Region II
- v
-
Poisson’s ratio of the wafer
- W
-
Tungsten particles as impurities
- ω
-
The deflection of the upper wafer edge
- ωi
-
The initial shape of the upper wafer
- ωf
-
The final shape of the upper wafer
- ωsp
-
Special solution of deflection in Region II
- ωI
-
Deflection of Region I
- ωII
-
Deflection of Region II
- θi
-
The circumferential position of the particle
- δ
-
The flatness deviation at the edge of the wafer
- Γ
-
Adhesion energy per unit contact area between two wafers
- γ1
-
Surface energy of the upper wafer
- γ2
-
Surface energy of the lower wafer
- γ12
-
Interface energy of bonding interface
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Tang, F., He, S., Li, Y. et al. Numerical and Mechanical Analysis of Direct Wafer Bonding Considering Non-Uniform Impurity Particle Distributions. Microsyst Nanoeng 11, 151 (2025). https://doi.org/10.1038/s41378-025-00994-4
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DOI: https://doi.org/10.1038/s41378-025-00994-4