Introduction

Transition metal catalysis represents a well-established and continually advancing field of research, providing a robust platform for the incorporation of oxygen- or nitrogen-containing functional groups onto readily available substrates such as alkynes and alkenes1,2,3,4,5. This methodology enables the efficient synthesis of valuable, complex, functionalized molecules in a cost-effective and expeditious manner. There is a challenge to balance the requirement for atom utilization, step economy, the demand for lengthy synthetic routes, reaction selectivity, and yield in the synthesis of complex molecules. Arranging and combining existing elementary ingeniously reactions in one-pot synthesis presents an effective strategy that concurrently addresses the need for rapid synthesis of complex molecular skeletons with high yields by decreasing the number of synthesis steps6,7,8,9,10.

As a classic example of transition metal catalyzed reactions, the aza-Wacker reaction exhibits superior utility and versatility, particularly in the synthesis of natural products and bioactive compounds, with the Heck-type process typically serving as the primary subsequent transformation method (Fig. 1a)11,12,13,14,15,16,17. While the cascade cyclization reaction of dienes via an aminopalladation/Heck process has been reported18,19,20,21,22,23,24,25,26, further exploration is warranted to uncover more diverse subsequent reactions in series with the aza-Wacker process.

Fig. 1: Introduction of aza-Wacker, Povarov reaction, and this work.
figure 1

a Aza-Wacker reaction and its mechanism. b Povarov reaction and its step-wise mechanism. c Palladium-catalyzed aza-Wacker/Povarov reaction of anilines with 1,6-dienes to synthesize hexahydro-cyclopenta[b]quinolines.

To expand upon our previous investigations involving anilines and alkenes27,28,29,30,31, we aimed to diversify the range of reaction modes following the aza-Wacker process in a one-pot synthesis. Povarov reaction, characterized by mild conditions, excellent diastereoselectivity, and robust reaction compatibility, utilizing anilines, aldehydes, and alkenes as starting materials that overlap with the substrates or products of the aza-Wacker reaction, emerged as a promising candidate for the subsequent step following the aza-Wacker process (Fig. 1b)32,33,34,35,36,37,38,39,40,41.

However, to our knowledge, the cascade of the aza-Wacker and Povarov reaction has yet to be demonstrated. Two prominent obstacles contribute to this absence: (I) While there is a degree of substrate overlap between the two reactions, the aniline substrates required for the Povarov reaction are incongruent with the amide (or sulfonamide) substrates typically employed in most aza-Wacker reactions42,43. As an amine source, anilines often prove incompatible with the aza-Wacker reaction, which may stem from factors such as the preferential binding of anilines to palladium over alkenes and the limited reactivity of unactivated terminal alkenes in reaction with anilines. (II) Through Markovnikov aminopalladation/β-H elimination, the aza-Wacker reaction commonly yields ketones, which are inconsistent with the aldehydes essential for the classic Povarov reaction. Examples of Povarov reaction featuring ketones rather than aldehydes as substrates remain rare44, as it typically involves fixed components of anilines, aldehydes, and alkenes45,46,47,48,49,50,51,52,53,54,55,56,57. Drawing upon our group’s extensive research on anilines and alkenes, we possess an inherent advantage in exploring the tandem of the two reactions.

While addressing the aforementioned challenges, it is pivotal for the success of the strategy to identify a suitable catalytic system that amalgamates the two classic reactions into a one-pot synthesis. We propose the utilization of highly electrophilic palladium as a viable solution, which not only facilitates the aza-Wacker process by activating olefins to promote subsequent nucleophilic attack but also facilitates the Povarov cyclization with palladium serves as a Lewis acid. Drawing from recent advances in diene cyclization58,59,60,61,62, we present a palladium-catalyzed reaction of anilines with 1,6-dienes to synthesize hexahydro-cyclopenta[b]quinolines framework. This framework is found in natural products such as isoschizogaline and isoschizogamine63, and the framework has been explored by several research groups44,64,65,66,67,68. This work seamlessly integrates two classic named reactions into one-pot, which is attributed to the utilization of a highly electrophilic palladium catalyst activated by NaBArF4 (Fig. 1c).

Results

Screening of reaction conditions

Initially, we anticipated the necessity of employing a highly electrophilic palladium catalyst for the aza-Wacker reaction involving anilines and terminal olefins69,70,71,72,73. Through screening various additives capable of activating the electrophilic activity of the palladium catalyst, NaBArF4 was identified as an effective activator74,75,76,77,78, leading to the desired reaction and the formation of the target product 3a (see Supplementary Table 1 for more details).

The bidentate nitrogen ligands emerged as the privileged ligands for this reaction. When plain bipyridine L4 and o-phenanthroline L8 were employed, the target product was obtained in 34% and 24% yields, respectively (Fig. 2, Entries 4 and 8). Sterically hindered ligand L9 did not work. To our delight, the use of L5 and L6, featuring electron-withdrawing groups, increased the yields to 54% and 55%, respectively (Fig. 2, Entries 5–6), presumably due to the favorable electronic matching between the electron-deficient bidentate nitrogen ligands and the highly electrophilic palladium salt79. More electron-deficient diazine bidentate nitrogen ligands were synthesized. As anticipated, both the bipyrimidine L7 and bipyrazine L1 successfully promoted the reaction, yielding the target products in 59% and 75% yields, respectively (Fig. 2, Entries 1 and 7). Interestingly, the more electron-deficient L2 or L3 did not work, resulting in trace product formation (Fig. 2, Entries 2–3). This observation suggests a potential failure of these ligands to form compatible complexes with the palladium catalyst, leading to a rapid deactivation of palladium. Further control experiments demonstrate the indispensability of PdCl2 catalyst, L1 ligand, NaBArF4 additive, and 2,5-DTBQ oxidant (Fig. 2, Entries 10–13). Additionally, the absence of Al2O3 was found to decrease the yield (Fig. 2, Entry 14), while the introduction of Lewis acids was not conducive to the reaction (see Supplementary Table 9 for more details). After a comprehensive screening process, the optimized reaction conditions are as follows: PdCl2 (10 mol%), bipyrazine (20 mol%), NaBArF4 (30 mol%), 2,5-di-tert-butyl-1,4-benzoquinone (1.5 equiv.), Al2O3 (300 mg/mmol) in DCM (0.1 M) at 70 °C under N2 for 72 h, affording an isolated yield of 79% with a diastereomeric ratio >20:1 (Fig. 2, Entry 1).

Fig. 2: Optimization of the reaction conditions.
figure 2

aReaction conditions: 1a (0.2 mmol), 2a (0.2 mmol), PdCl2(10 mol%), L1 (20 mol%), NaBArF4 (30 mol%), 2,5-DTBQ (1.5 equiv.), and Al2O3 (60 mg) in DCM (0.1 M) at 70 oC under N2 atmosphere for 72 h. bYield was determined by 1H NMR of the crude product using CH2Br2 as internal standard. cIsolated yield. ArF = 3,5-(CF3)2C6H3. 2,5-DTBQ = 2,5-di-tert-butylcyclohexa-2,5-diene-1,4-dione.

Substrate scopes

With the optimized reaction conditions established, we investigated the functional group compatibility and substrate scope of the reaction (Fig. 3). A range of para-substituted anilines readily underwent reaction to afford the corresponding products 3a3h. Substrates, bearing easily removable functional groups, such as iodine atom 1j, proved unsuitable for this transformation. The electron-deficient aniline substrate 1i with trifluoromethyl-substituted exhibited poor reactivity (see Supplementary Table 10 for more incompatible substrates). The reaction exhibited insensitivity to meta-steric hindrance, leading to poor regioselectivity observed for the product of the meta-substituted anilines 3k3m, 3z3ag. Anilines bearing ortho-substitution furnished the corresponding target products 3n3q, 3ah3ai in moderate yields. Notably, the reaction displayed compatibility with several sensitive functional groups, such as cyclopropyl 3s, alcohols 3t and 3w, Boc-protected alkylamine 3u, and cyano 3v. Additionally, various aromatic amine substrates participated in the reaction, yielding target products 3aj3an with moderate to good yields, including 1-naphthylamine, 2-naphthylamine, benzo[b]thiophen-5-amine, dibenzo[b,d]thiophen-3-amine, and benzofuran-5-amine. Intriguingly, these aromatic amine substrates exhibited excellent regioselectivity, affording predominantly single compounds.

Fig. 3: Scope of the anilines.
figure 3

aStandard reaction conditions: 1 (0.2 mmol), 2a (0.2 mmol), PdCl2(10 mol%), L1 (20 mol%), NaBArF4 (30 mol%), 2,5-DTBQ (1.5 equiv.), and Al2O3 (60 mg) in DCM (0.1 M) at 70 oC under N2 atmosphere for 72 h. Yields refer to isolated yields of 3. Diastereoisomer rate (d.r.) and regioselectivity rate (r.r.) were determined by 1H NMR. bRegioselective product mixture, overall isolated yield. ArF = 3,5-(CF3)2C6H3.

To further demonstrate the robustness and compatibility of this reaction, late-stage functionalization modifications were conducted on a series of natural products and drug molecules. As expected, anilines derived from the monoterpenoids L-Menthol and L-Borneol, respectively, were efficiently post-modified, yielding the desired products 3ao and 3ap in good yields. Cholesterol is an important molecule in animal cells, and its derived aniline compound can also be successfully modified via this reaction to get 3au. Furthermore, the aniline derivative derived from Vitamin E, known for its susceptibility to oxidation as a plant-derived vitamin, underwent successful modification to yield the target products 3as, under the conditions of the palladium-catalyzed oxidative amination. Both Podophyllotoxin and Galactopyranose-derived anilines, characterized by their oxygen-rich molecular structures, yielded the target products 3aq (24% yield, >20:1 d.r.) and 3ar (29% yield, 6:1 d.r.) with acceptable yields and diastereoselectivity. Tigogenin possesses a spirocyclic structure and is renowned for its cytostatic activity80, whose aniline derivative underwent the reaction smoothly to form product 3at with a yield of 56% and a d.r. value of 11:1.

Substrates on the diene were explored and evaluated in Fig. 4. Compound 2av, featuring a methyl substituent at the ortho-position, and compound 2ay, substituted with a phenyl group at the para-position, underwent the reaction to afford the target molecule 3av and 3ay with good yield and excellent diastereoselectivity. Compound 2ax, featuring a chlorine atom at the ortho-position, underwent the reaction to afford the target molecule 3ax with an acceptable yield and high diastereoselectivity. When the reaction temperature is raised to 80 °C, substrates 3aw, containing an ortho-methoxy group, and 3az, containing a para-trifluoromethyl group, can be separated with moderate yield. It is worth noting that substrates bearing other aromatic substituents are also suitable for this system. For instance, diene substrates substituted with 2-naphthalene or 1-naphthalene yielded the target products 3ba (74% yield, >20:1 d.r.) and 3bb (75% yield, >20:1 d.r.) in good yields and excellent diastereoselectivity respectively. Electron-rich thiophene-substituted dienes can also provide the target product 3bc in acceptable yields. Despite testing diene substrates with different carbon chain lengths, only 1,6-diene and 1,7-diene were suitable for this reaction. The 1,7-diene substrate afforded octahydroacridine 3bd in 30% yield with >20:1 diastereoselectivity.

Fig. 4: Scope of the 1,n-dienes.
figure 4

aStandard reaction conditions: 1b (0.2 mmol), 2 (0.2 mmol), PdCl2(10 mol%), L1 (20 mol%), NaBArF4 (30 mol%), 2,5-DTBQ (1.5 equiv.), and Al2O3 (60 mg) in DCM (0.1 M) at 70 °C under N2 atmosphere for 72 h. Yields refer to isolated yields of 3. Diastereoisomer rate (d.r.) and regioselectivity rate (r.r.) were determined by 1H NMR. bat 80 °C. ArF = 3,5-(CF3)2C6H3.

Synthetic applications

We conducted several synthetic applications using the obtained products (Fig. 5). Initially, the standard reaction was upscaled, yielding 1.10 g of product 3b at a scale of 5 mmol with an isolated yield of 56%. Subsequently, 3b was hydrolyzed with LiOH to afford the corresponding crude diacid product 3be-1, which was further benzyl-modified with benzyl bromide to produce product 3be in a 64% yield over two steps. The trifluoroformylation of 3a yielded the product 3bf, which formed a beautiful monoclinic crystal. The skeleton structure and relative configuration of the three diastereomeric centers were determined via X-ray single-crystal diffraction. Reduction of 3b using lithium aluminum hydride provided the corresponding diol product 3bg in a 79% yield. Subsequent modification of the diol with TBSCl and 2,2-dimethoxypropane afforded products 3bh and 3bi, respectively, in yields exceeding 90%.

Fig. 5: Synthetic applications.
figure 5

A LiOH, MeOH/THF/H2O = 1:1:1, 50 °C, then HCl. B BnBr, DBU, MeCN, rt. C (CF3CO)2O, Et3N, DCM, 0 °C to rt. D LiAlH4, THF, 0 °C to rt. E TBSCl, imidazole, DCM, rt. F 2,2-dimethoxypropane, TsOH, THF, rt (see Chapter 7.3 of Supplementary Information for more details).

Mechanistic investigations

To elucidate the mechanism of the reaction, a series of controlled experiments were designed. In the absence of palladium catalysis, the reaction failed to proceed, with both the aniline and diene almost completely recovered (Fig. 6a). Ketone 4 was introduced into the standard reaction instead of the diene, yielding the corresponding product 3b with a satisfactory yield of 73%. However, the yield drastically decreased in the absence of a palladium catalyst. By comparing Fig. 6a and b, palladium not only catalyzed the aza-Wacker process but also acted as a Lewis acid to promote the cyclization process. The intermediate 4 cannot be obtained without the presence of aniline (Fig. 6c), which excludes the possibility of a Wacker reaction between the small amounts of H2O that may be present in the solvent and the olefin.

Fig. 6: Mechanistic studies.
figure 6

a Control experiments with or without palladium catalyst. Standard conditions are the same as those listed in Fig. 2. b Control experiments of intermediate 4 with or without palladium catalyst. c Control experiments with or without 1b. d Control experiments under different equivalent ratios of NaBArF4 and PdCl2. The product yields shown in parentheses were obtained under the following reaction conditions: PdCl2(5 mol%), L1 (20 mol%), NaBArF4 (10 mol%).

Presumably, the nature of this reaction is associated with the activating effect of NaBArF4 on palladium. By fixing the amount of palladium catalyst at 10 mol% and varying the quantity of NaBArF4, it was observed that the reaction failed to proceed in the absence of NaBArF4. Additionally, when the ratio of NaBArF4/PdCl2 equaled 1.0, the reaction yield was low, which resembled that obtained using 5 mol% PdCl2/10 mol% NaBArF4. (Fig. 6d). We hypothesized that under the conditions of 10 mol% PdCl2/10 mol% NaBArF4, only half of the PdCl2 is activated by NaBArF4 and functions as a catalyst. This suggests that two molecules of NaBArF4 react with one molecule of a palladium catalyst, liberating two molecules of NaCl to form LnPd(BArF4)2 active catalytic species.

A series of deuteration experiments are as follows. Surprisingly, when 1b was subjected to standard conditions containing D2O (Fig. 7a), the recovered d-1b were found to be deuterated at the ortho and para positions of the phenyl ring, indicating that anilines are susceptible to Friedel–Crafts attack by certain electrophiles under the reaction conditions. Upon addition of D2O (10 equiv.) to the standard reaction conditions, the resulting product d-3b-1 exhibited deuterium incorporation into four positions a, b, c and d (Fig. 7b). The incorporation of deuterium at a, b positions may originate from the production of d-1b, while the incorporation of c, d positions suggests an interaction between D2O and intermediate 4 (keto-enol tautomerism introduces deuterium atoms).

Fig. 7: Deuteration experiments.
figure 7

a Aniline is deuterated under standard conditions. Standard conditions are the same as those listed in Fig. 2. b Control experiments with D2O under standard conditions. c 3b is deuterated under standard conditions. d Intermolecular KIE studies give a KIE value of 1.0.

Further exploration of the deuteration mechanism was conducted by subjecting 3b to standard conditions containing D2O (Fig. 7c). It was found that the recovered d-3b-2 was only deuterated at the a, b positions, while no deuterium atoms were incorporated into the c, d positions. This shows that the Povarov cyclization process is not a reversible process. Otherwise, the intermediate 4 generated by the reversible process will be incorporated with deuterium to obtain d-4’, and then deuterium atoms will be introduced into the c, d positions of the product. Finally, equimolar amounts of aniline and 5d-aniline were subjected to standard conditions to conduct intermolecular KIE experiments, yielding product d-3b-3 (Fig. 7d). The calculated KIE value is 1.0, indicating that the rate-determining step of this reaction does not involve the removal of the ortho-position hydrogen of aniline.

Based on these mechanistic insights, the proposed mechanism unfolds as follows (Fig. 8): initially, the palladium catalyst engages with NaBArF4 and ligand to generate active catalytic species. Following this, species I, formed upon coordination of the palladium species with the diene, undergoes nucleophilic attack by aniline to yield intermediate II. Subsequently, β-H elimination occurs, leading to isomerization and the formation of intermediate IV. The released Pd-H is oxidized to regenerate PdII species. PdII species act as a Lewis acid, facilitating the intramolecular Mannich reaction and subsequent ring closure to furnish intermediate VI. The resulting benzylic carbocation undergoes intramolecular Friedel-Crafts alkylation to afford intermediate VII, which is subsequently deprotonated to yield the target product 3.

Fig. 8
figure 8

Proposed mechanism.

Discussion

In conclusion, this study reports an aza-Wacker/Povarov reaction of anilines with 1,6-dienes to obtain the hexahydro-cyclopenta[b]quinolines in moderate to good yields and high diastereoselectivity. Through an investigation into ligand principles and additive screening, we established an efficient reaction system and conducted a preliminary exploration of the reaction mechanism, offering insights into its understanding. The more detailed mechanism awaits further research. Furthermore, we demonstrate the broad applicability of this reaction to diverse substrates, including late-stage functionalization on various natural products and drug molecules. These findings provide robust support for the utilization of this reaction in organic synthesis and offer avenues for further exploration in related fields.

Methods

General procedure for palladium-catalyzed aza-Wacker/Povarov reaction of aryl amines and dienes

To a 25 mL dried Schlenk tube equipped with a magnetic stir bar was added PdCl2 (3.5 mg, 10 mol%), 2,2’-bipyrazine L1 (6.2 mg, 20 mol%), NaBArF4 (53.2 mg, 30 mol%), Al2O3 (60 mg), 2,5-di-tert-butyl-1,4-benzoquinone (66.1 mg, 1.5 equiv.), substituted aniline 1 (0.2 mmol), substituted diene 2 (1.0 equiv.) and DCM (2.0 mL). Under an ice bath, the tube was evacuated and backfilled with N2 three times, after which the tube was sealed and stirred under 70 °C for 72 h. After completion, the mixture was diluted with ethyl acetate and passed through a short pad of Celite. The filtrate was collected. After the removal of the solvent under reduced pressure, the residue was analyzed by 1H NMR to record the dr ratio and rr ratio in CDCl3. The residue was purified by preparative thin-layer chromatography using petroleum ether and ethyl acetate as eluent to provide the analytically pure product. If necessary, about 1 equiv. of TsOH can be added to the crude product before thin layer chromatography purification to combine with incompletely reacted aniline to help purify the target product.