Abstract
Parkinson’s disease with mild cognitive impairment (PD-MCI) includes various cognitive deficits, classified into two subtypes based on the “dual syndrome hypothesis”: the executive-dominant dopamine pathway dysfunction impairing executive and language functions (PD-EL subtype), and the visuospatial-dominant non-dopaminergic dysfunction affecting visuospatial perception, attention, and memory (PD-VAM subtype). This study involved 182 participants (122 PD, 60 controls) undergoing cognitive assessments. Using PD-MCI Level II criteria, patients were categorized as PD with normal cognition (PD-NC, 48), PD-EL (34), or PD-VAM (40). Functional near-infrared spectroscopy measured brain activation during verbal fluency (executive) and line orientation (visuospatial) tasks. PD-EL showed lower word accuracy and reduced activation in dorsolateral/ventrolateral prefrontal cortices, supplementary motor area, and orbitofrontal cortex compared to PD-NC. PD-VAM had lower line orientation scores and reduced ventrolateral prefrontal activation. These findings suggest that PD-MCI subtypes may exhibit differential neural activation patterns reflecting their cognitive deficits, underscoring the need for targeted interventions and mechanistic research.
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Introduction
Mild cognitive impairment in Parkinson’s disease (PD-MCI) stands out as one of the most prevalent and significant cognitive impairments within the PD spectrum1. Its prevalence reaches as high as 40%2, with an incidence of 20–30% among recently diagnosed PD3. Research findings underscore PD-MCI as a distinct predictor for Parkinson’s disease dementia (PDD)4, with approximately 80% of individuals with PD-MCI eventually developing PDD5. This profoundly affects the daily functioning and well-being of individuals with PD. Therefore, investigating early PD-MCI diagnosis bears vital clinical importance, shedding light on cognitive decline mechanisms and guiding the discovery of novel therapeutic targets.
PD-MCI, as a markedly heterogeneous group, presents a significant challenge in current clinical diagnosis and treatment6. It arises from pathogenic alterations in distinct neurotransmitter pathways, primarily involving two routes: the dopaminergic-dependent fronto-striatal pathway, and non-dopaminergic pathways encompassing the cholinergic and noradrenergic systems6. Expanding on this, the influential “dual syndrome hypothesis” proposes two subtypes of PD-MCI: the dysexecutive subtype, associated with dopaminergic pathway dysfunction and impairments in executive and language functions (PD-EL), and the visuospatial dysfunction–featured subtype, linked to non-dopaminergic dysfunction with impairments in visuospatial perception, attention, and memory (PD-VAM)7,8.
Advanced neuroimaging techniques are at the forefront of studying the neural mechanisms behind PD-MCI. Limited research has explored the pathophysiology of dysexecutive and visuospatial dysfunction subtypes. Resting-state fMRI studies reveal distinct patterns: dysexecutive subtype correlates with decreased functional connectivity (FC) in the sensorimotor network, while visuospatial dysfunction subtype is associated with altered FC in the central executive and temporal networks9. Independent component analysis additionally shows heightened FC in the basal ganglia network in visuospatial dysfunction subtype. Dysexecutive subtype, compared to cognitively normal PD and visuospatial dysfunction subtype, exhibits lowered FC in various networks10. Betrouni et al. employed electroencephalography to identify spectral and functional alterations in dysexecutive subtype patients, characterized by elevated θ and δ power, reduced β2 power, and altered FC in the β2 band. Visuospatial dysfunction subtype patients show no similar changes11. While these studies shed light on the pathophysiological mechanisms underlying both PD-MCI subtypes from the perspective of resting-state brain networks and EEG, they primarily focus on brain function during rest. Thus, understanding how cognitive neural activity patterns in PD-MCI patients respond to real-world stimuli necessitates task-related studies for more profound insights into these distinct subtypes.
Within the dual syndrome hypothesis framework, both dopaminergic and cholinergic pathways converge onto the prefrontal cortex (PFC)7,8,12. The PFC, a central hub orchestrating cognitive activities across the brain, assumes a critical role in advanced cognitive functions like response inhibition, visuospatial processing, and selective attention; impairments in PFC function have implications for a spectrum of neurological disorders13, and can lead to executive dysfunction14.
Historically, visuospatial function research primarily focused on the posterior cortex, exploring the impact of parietal lobe lesions on visuospatial capabilities15,16. However, in recent years, the involvement of the PFC in visuospatial functions has emerged. Neurophysiological studies in non-human primates revealed that when predicting visuospatial information using shape cues, electroencephalographic signals predominantly emanate from the ventrolateral PFC (VLPFC). Conversely, when predicting shape information using visuospatial cues, signals mainly originate from the dorsolateral PFC (DLPFC)17. These findings indicate that visuospatial and shape information are relayed through visual pathways to the DLPFC and VLPFC, which mutually process the information, thereby representing visuospatial functions in the lateral PFC17. In line with these studies, lesions in the dorsal PFC have been demonstrated to result in impairments in visuospatial memory, while damage to the ventral PFC leads to deficits in shape working memory18. In humans, the role of the PFC, particularly the DLPFC and VLPFC, in processing visuospatial information is significant19. Moreover, patients with damage to the VLPFC and DLPFC exhibit marked functional deficits in spatial tasks20. Brain network studies suggest that the PFC, as a component of the frontoparietal network, is implicated in visuospatial deficits in PD patients with cognitive impairment8. Additionally, the VLPFC emerges as a pivotal brain region for visuospatial attention functions8,21. These studies collectively underscore that the PFC not only acts as a hub for cholinergic pathway activity but also serves as a crucial region for representing visuospatial functions. Nonetheless, investigations into the neuroimaging mechanisms governing PFC visuospatial functions in PD-MCI patients remain largely unexplored.
fMRI is an indispensable tool for exploring the neurobiological basis of cognitive impairments in specific populations10. Nevertheless, when investigating PD-MCI, fMRI faces limitations. It demands strict postural constraints on Parkinson’s patients, presenting challenges for severely affected individuals’ participation and potentially creating disparities between clinical research and real-world situations. Additionally, fMRI’s lower spatial resolution and susceptibility to noise interference, coupled with the mutual influences of environmental and individual factors on PD-MCI patients during tasks, hinder precise control and introduce significant result variations.
The optical technique of functional near-infrared spectroscopy (fNIRS), which monitors alterations in concentrations of oxygenated and deoxygenated hemoglobin in brain tissue22. Unlike fMRI, fNIRS is insensitive to motion artifacts and demands less stringent postural requirements from subjects. Furthermore, fNIRS demonstrates high consistency with fMRI in detection outcomes23. Considering that PD patients often exhibit tremors and motor impairments, and given that fNIRS imposes fewer restrictions regarding posture, tremors, and movement, it emerges as a highly promising technique for investigating brain function in PD research22,24.
Given the increasing importance of understanding PD-MCI’s cognitive profiles, this study employs task-based fNIRS to examine behavioral traits and prefrontal activation in two cognitive subtypes: PD-EL and PD-VAM. We hypothesize that, compared to cognitively unimpaired PD patients, the PD-EL subtype will show decreased activation in a broad range of PFC regions during executive tasks. In contrast, the PD-VAM subtype is expected to exhibit reduced activation in visuospatial-related regions, such as the VLPFC and DLPFC, specifically during visuospatial tasks. These findings will highlight subtle differences in their neural activation profiles.
Results
Participants characteristics
122 PD patients and 60 locally matched healthy individuals from the same area were included. Both groups exhibited no significant differences in age, gender, education years, or BMI values (all p > 0.05) (Table 1), indicating a strong demographic match. This allows for subtyping of PD-MCI based on cognitive domain assessments in the healthy individuals group.
Local healthy individuals’ cognitive domain assessment
In the local healthy population, the mean and standard deviation for the measurements of the five major cognitive domains are provided in Table 2.
Demographic, clinical, and cognitive profiles
Cognitive subtyping was conducted on the final cohort of 122 PD patients, utilizing cognitive assessments from the local healthy population and guided by the dual syndrome hypothesis. The results categorized the patients into three groups: 48 PD-NC, 34 PD-EL, and 40 PD-VAM. No statistically significant differences in age, gender, years of education, or BMI values were observed among the three groups (p > 0.05). Clinical symptom assessments, including H-Y stage, MDS-UPDRS III, PD duration, and LEDD, also showed no statistical differences (p > 0.05). Psychometric evaluations indicated a gradual increase in HAMA and HAMD scores across the three groups (PD-NC < PD-EL < PD-VAM). However, these differences did not reach statistical significance (p = 0.111 and p = 0.110). Significantly, the PD-VAM subtype showed lower overall cognitive scores compared to PD-EL and PD-NC. It also demonstrated a higher number of impaired cognitive domains, each associated with lower scores. The results of the analysis of variance and post hoc tests are provided in Table 3 for reference.
Verbal fluency task
In the task phase, PD-NC exhibited 9.5 ± 3.6 correct word completions, whereas PD-EL showed 7.3 ± 3.0, signifying a notable statistical distinction (p = 0.006). For a detailed visual representation, consult Fig. 1A.
A PD-EL demonstrates a significant decrease in the number of generated words compared to PD-NC. B Cortical activity during VFT in PD-NC. C Cortical activity during VFT in PD-EL. D This panel shows the comparison between B and C, specifically indicating that reduced activity is observed in regions including DLPFC, VLPFC, SMA, left OFC, left IPL, and mPFC during VFT in PD-EL (C) patients compared to PD-NC (B). Error bars indicate standard deviation (s.d.). **p < 0.01. All brain activation results are significant at p < 0.05, FDR corrected.
In the VFT task, both groups exhibited distinct patterns of brain activation. The PD-NC group showed enhanced activation in bilateral DLPFC, VLPFC, IPL, SMA, TL, left OFC, and mPFC (Ch8-13, Ch18-25, Ch28-35, Ch37-45, and Ch48-52) (p ≤ 0.0101, FDR corrected) (Fig. 1B). Conversely, the PD-EL group demonstrated increased activation in bilateral VLPFC, TL, and left OFC (Ch23, Ch32-34, Ch40, Ch43-45, Ch49-51) (p ≤ 0.0087, FDR corrected) (Fig. 1C). Intergroup VFT activation comparisons revealed reduced activation in bilateral DLPFC, VLPFC, SMA, left OFC, left IPL, and mPFC for the PD-EL group compared to the PD-NC group (Ch2, Ch8-10, Ch18, Ch21, Ch23, Ch25, Ch29, Ch34, Ch35, Ch37, Ch39, Ch45, Ch48, Ch50) (p ≤ 0.0150, FDR corrected), consistent with Fig. 1D and Table 4. Importantly, these activation patterns were in line with behavioral data; specifically, reduced brain activation during VFT performance was linked to a decrease in the number of words generated. No linear correlation was observed between behavior and brain activation.
Line orientation task
Behavioral RMANOVA indicated significant main effects for condition (F1,86 = 79.72, p < 0.0001, partial η² = 0.48) and group (F1,86 = 32.172, p < 0.0001, partial η² = 0.27), as well as a significant interaction between group and condition (F1,86 = 24.90, p < 0.0001, partial η²=0.22) (see Fig. 2A–C). Simple effect analysis revealed that in Line Orientation, PD-NC significantly outperformed PD-VAM (p < 0.0001), while no significant difference was observed in the Color Naming task (p = 0.113). Post hoc analysis indicated that both PD-NC and PD-VAM groups demonstrated lower accuracy in the LOT compared to the Color Naming task (p < 0.01). Moreover, PD-NC exhibited higher overall accuracy than PD-VAM (p < 0.0001).
In behavioral RMANOVA, A Main effects of condition (Line Orientation and Color Naming), B main effects of group (PD-NC and PD-VAM), and C condition × group interaction were significant observed. In the RMANOVA for brain activation, D main effects of condition and E main effects of group were significant, while F the interaction effect was not significant. G Cerebral activity during Line Orientation condition in both groups; H cerebral activity during Color Naming condition in both groups; I reduced activity of VLPFC and DLPFC during the Line Orientation condition in PD-VAM patients compared to PD-NC. Error bars indicate standard deviation (s.d.). *p < 0.05, **p < 0.01, ****p < 0.0001. All brain activation results are significant at p < 0.05, FDR corrected.
The 2×2×52 RMANOVA design for brain activation yielded significant main effects for condition (F1,86 = 22.81, p < 0.0001, partial η2 = 0.21) (Fig. 2D), group (F1,86 = 8.392, p = 0.005, partial η2 = 0.089) (Fig. 2E), and channel (F9.6,824.1 = 4.665, p < 0.0001, partial η2 = 0.051). However, interaction effects for group×condition (Fig. 2F), group×channel, and condition×channel were non-significant (p > 0.05). Post hoc comparisons revealed that in the Line Orientation, the PD-NC group demonstrated significant enhanced activation in bilateral DLPFC, bilateral VLPFC, bilateral SMA, bilateral OFC, left IPL, right TL, and mPFC (channels 2–4, 7, 10, 12, 13, 15, 18, 19, 21-35, 37-46, 49-52) (p ≤ 0.0344, FDR corrected), whereas the PD-VAM group only exhibited significantly enhanced activation in the right OFC (p = 0.0002, FDR corrected) (Fig. 2G). However, in the Color Naming task, there was no significant difference in brain activation between the PD-NC and PD-VAM groups (p > 0.05) (Fig. 2H). Moreover, intergroup comparisons in the Line Orientation revealed that compared to the PD-NC group, the PD-VAM group displayed significantly reduced activation in bilateral VLPFC (channels 34, 45, and 50) and left DLPFC (channel 27) (p ≤ 0.0066, FDR corrected; Fig. 2I, Table 4). These neuroimaging findings are consistent with the behavioral data, indicating that patients exhibited reduced brain activation during LOT performance, which corresponded with a decrease in accuracy on LOT behavioral tasks. No linear correlation was found between behavior and brain activation.
Discussion
In current PD-MCI research, there has been a predominant focus on resting-state brain activation patterns. However, understanding how PD-MCI patients engage with real-world stimuli necessitates task-related activation studies. Using fNIRS technology, we investigated whether PD-MCI subtypes, defined by the dual syndrome hypothesis, exhibit specific deficits in brain region activation. For the first time, we observed that PD-EL patients, relative to PD-NC, showed reduced activation in the DLPFC, VLPFC, SMA, mPFC, left OFC, and left IPL during an executive task. Conversely, PD-VAM patients exhibited decreased activation primarily in the VLPFC and left DLPFC during a visual spatial task compared to PD-NC. Notably, the neural activation patterns in these tasks closely paralleled behavioral outcomes.
In the VFT analysis, PD-EL patients demonstrated significantly reduced correct word counts compared to PD-NC, indicating impaired language organization and fluency, consistent with prior studies25. PD-MCI patients exhibited deficits in word generation and switching during VFT25. Early-stage PD may present with deficiencies in semantic and phonemic fluency, characterized by challenges in word retrieval, sentence repetition, and word errors26, indicative of executive function abnormalities25. Notably, studies have underscored the crucial role of the PFC in tasks involving executive functions27, with our fNIRS results revealing widespread PFC underactivation in PD-EL patients during VFT tasks, spanning DLPFC, VLFPC, SMA, IPL, and OFC, aligning with behavioral results and confirming executive function deficits.
Executive control, a complex higher-order cognitive function, relies on coordinated activity across various brain regions. The DLPFC, pivotal for executive function regulation, encompasses cognitive flexibility, decision-making, inhibition, and response selection28. Functional imaging studies have closely linked reduced DLPFC activation to executive function impairment13,14. The VLPFC and OFC, anatomically connected to the DLPFC, participate in behavioral inhibition, reward representation, decision-making, and memory processes, supporting information maintenance and retrieval in working memory28,29. IPL, a component of the central executive network, plays a pivotal role in decision-making, goal execution, and top-down executive control30. Furthermore, the SMA, linked to the PFC, is implicated in advanced motor control and executive function integration31. Remarkably, repetitive transcranial magnetic stimulation (rTMS) applied to the PFC in individuals with mild cognitive impairment significantly improves executive functions and enhances PFC activation32. Thus, we posit that PFC functional dysregulation underlies the decline in executive abilities in PD-EL patients. Dysfunction in these brain regions hinders PD-EL patients’ recruitment of relevant areas, affecting their performance in tasks requiring response inhibition, memory retrieval, and top-down cognitive control, ultimately resulting in executive function deficits.
Patients with PD commonly experience significant visual-spatial impairments, presenting a 60% higher risk compared to the general population, closely associated with poorer prognosis33. According to the dual syndrome hypothesis, compromised non-dopaminergic pathways (specifically cholinergic and noradrenergic systems) in the cerebral cortex are believed to be the primary cause of visual-spatial impairments, along with cognitive deficits in attention and memory in PD-VAM patients7,8. Behavioral outcomes indicate that both condition type and patient group influence participants’ accuracy, with mutual interactions. Specifically, in the line orientation task, the PD-VAM group exhibited lower accuracy compared to the PD-NC group, while no significant differences were observed in the color naming task. This suggests that the disparity between groups primarily arises from the line orientation task, resulting in an interaction effect.
fNIRS results reveal significantly reduced brain activity in the VLPFC and DLPFC of the PD-VAM group, relative to the PD-NC group. The Domain-Specific hypothesis34 posits that the VLPFC predominantly encodes visual shape information, while the DLPFC primarily encodes visual spatial information, forming an anatomical basis for this distinction. Subsequent research introduces the Integrative hypothesis35, suggesting that both the VLPFC and DLPFC regions are proficient in processing both spatial and shape information. A non-human primate study further demonstrates that visual spatial and shape information are conveyed through distinct visual pathways to the VLPFC and DLPFC, resulting in reciprocal interactions between these regions, leading to a comprehensive representation of visual spatial function in the PFC17.
Further investigation into the specific functions of the VLPFC and DLPFC in visual-spatial processing unveils pivotal roles. The VLPFC was found to play a critical role in spatial attention, exerting top-down feedback modulation on the visual cortex and prefrontal cortex36. Subsequent imaging and electrophysiological studies offer additional evidence for the crucial role of the VLPFC in visual-spatial attention36,37. Additionally, the DLPFC, anatomically adjacent to the VLPFC, is closely connected with the posterior parietal cortex responsible for processing visual spatial information16. Studies indicate the DLPFC’s centrality in visual-spatial working memory function38, and in older individuals, reduced activation of the DLPFC during task execution39. rTMS of the DLPFC also affects performance in visual-spatial working memory tasks40. These findings emphasize the significance of the VLPFC and DLPFC in visual-spatial attention and working memory. This study observed diminished activation in the VLPFC and DLPFC of PD-VAM patients, indicating deficits in spatial attention and memory retrieval, ultimately impeding their ability to make effective judgments in tasks involving line orientation. Overall, our study, employing fNIRS technology and the LOT task, offers initial insights into the neural mechanisms underpinning visual-spatial dysfunction in PD-MCI patients, revealing the roles of the VLPFC and DLPFC in the enigma of visual-spatial impairment in PD-MCI.
Our study demonstrates notable strengths. For the first time, we rigorously classified subtypes determined by the widely accepted and comprehensive Level II criteria1 for the dual syndrome hypothesis, and collected cognitive data from healthy individuals in the same region as the patients. Guided by the dual syndrome hypothesis, we utilized fNIRS technology, known for its ecological validity and robustness against motion artifacts41, providing a thorough exploration of the neurobiological underpinnings of both PD-EL and PD-VAM subtypes. Lastly, employing a task-state paradigm, we simulated real-world neural activity patterns in PD-MCI patients, offering profound insights into the behavioral traits and neurobiological mechanisms underlying the onset of these subtypes.
This study has notable limitations. First, it did not include PD-MS patients, despite comprehensively investigating neurobiological mechanisms in the two PD-MCI subtypes according to the dual syndrome hypothesis. Future research should compare all three subtypes. Second, while no LEDD differences were found between groups14, potential effects of dopaminergic medications on brain function cannot be entirely ruled out. Third, this study did not measure premorbid intelligence levels, which might influence the interpretation of group differences. Fourth, while the visuospatial function test used in this study primarily assesses visuospatial abilities, it inevitably involves some executive function, which may limit the accuracy of our pure assessment of visuospatial capabilities. Future research should design more refined tasks to distinguish between the neural mechanisms of visuospatial and executive functions. Fifth, given the multidimensional nature of cognitive impairments in the PD-VAM subtype, future studies should explore the neural mechanisms of attention and memory and use statistical techniques (e.g., data-driven methods) to validate the subgroup classification and examine subtype differences. Sixth, while the TDDR algorithm effectively handles motion artifacts in fNIRS data, it may not cover all types. To address this, we will implement wavelet filtering42, especially for low-frequency, low-amplitude artifacts, to enhance data accuracy and robustness. Lastly, the cross-sectional design limits our ability to track changes over time in cognitive function, behavior, and neurobiological mechanisms. Future studies could benefit from a longitudinal approach.
Our study fills a crucial gap in PD-MCI research by examining task-related activation patterns in PD-MCI subtypes, diverging from the predominant focus on resting-state brain activity. Using fNIRS, our data suggest that PD-EL patients may exhibit reduced activation across a network including the DLPFC, VLPFC, SMA, mPFC, left OFC, and left IPL during executive tasks, whereas PD-VAM patients may show diminished activation primarily in the VLPFC and left DLPFC during visuospatial tasks relative to PD-NC. Notably, there is some cross-domain overlap in the cognitive tests, and the task design may introduce mixed activation effects, factors which may affect the precise differentiation of activation patterns. Therefore, while our results indicate differential neural activation patterns, they should be regarded as promising preliminary evidence. These insights shed light on the neural underpinnings of cognitive dysfunction in PD-MCI and emphasize the potential for developing targeted, subtype-specific interventions.
Methods
Participants
For this investigation, 202 participants were enrolled, comprising 142 PD patients and 60 healthy individuals. Notably, 20 PD patients were excluded due to the presence of mixed cognitive impairment (see classification of subtypes of mild cognitive impairment section). The participants were drawn from the Movement Disorders Unit, outpatient clinics at the First Hospital of Dalian Medical University, as well as the surrounding communities. Inclusion criteria for PD patients followed the 2015 diagnostic guidelines proposed by the International Parkinson and Movement Disorder Society (MDS)43, which included right-handedness, the ability to independently complete scale assessments, and good visual and auditory acuity (or corrected vision/hearing). Exclusion criteria consisted of patients diagnosed with PDD according to the 2007 MDS guidelines44, a history of severe psychiatric or neurological disorders affecting brain function, significant medical conditions, substance abuse, and patients who had undergone deep brain stimulation.
Characteristics and clinical measures
We recorded participants’ age, gender, years of education, and BMI. Disease duration for PD was documented, and all anti-PD medications were recorded and converted to levodopa equivalent daily doses (LEDD)45. Motor symptom intensity was conducted utilizing the Movement Disorder Society Unified Parkinson’s Disease Rating Scale Part III (MDS-UPDRS III)46, while disease severity was evaluated using the Hoehn and Yahr staging. Anxiety and depression symptom severity were evaluated using the 14-item Hamilton Anxiety Rating Scale (HAMA) and the 24-item Hamilton Depression Rating Scale (HAMD), respectively.
Local healthy individuals’ cognitive proficiency
According to Level II criteria, cognitive screening should deviate 1–2 standard deviations below norms for typical cognition1. Previous studies often relied on published norms, but limitations exist: (1) Regional differences impact cognitive function47; (2) Data may be outdated due to lifestyle changes and improved chronic disease management; (3) Demographic information misalignment may occur. Therefore, we collected psychological data from 60 demographically-matched healthy individuals in the same region as the patients. Calculating their average performance across different cognitive domains enhances PD-MCI diagnosis accuracy and subtyping.
Neuropsychological evaluation
Participants completed a comprehensive neuropsychological assessment, which encompassed the Montreal Cognitive Assessment (MOCA) for a comprehensive evaluation of global cognition. Following MDS’s 2012 Level II criteria for PD-MCI1, standardized tests were administered to assess five cognitive domains: (1) Executive functions using the Clock Drawing Test48 and Category Fluency Test (animals)49; (2) Language functions with the Boston Naming Test50 and Similarities Test51; (3) Visuospatial functions employing Clock copying (Royall’s CLOX2)52 and Block Design Test51, based on its use in previous PD-MCI studies53,54 as a tool for assessing visuospatial functions; (4) Attention functions via the Symbol Digit Test51 and Digit Span Test51; and (5) Memory functions assessed by Logical Memory55 and Auditory Verbal Learning Test56. Assessments and examinations were performed in the “on” phase for patients experiencing “on-off” phenomena.
Classification of subtypes of mild cognitive impairment
Following the MDS’s 2012 Level II criteria for PD-MCI, once cognitive decline was identified, each cognitive domain underwent dual testing. The diagnosis of PD-MCI involved abnormalities in a minimum of two neuropsychological assessments, which could manifest within a single domain or across multiple domains1. The criteria included a deviation of 1.5 standard deviations below norms for typical cognition, and the absence of PDD1.
Based on the dual syndrome hypothesis6,7,8,57, two distinct cognitive subtypes were identified among PD-MCI patients: (1) PD-EL subtype, associated with disruptions in dopaminergic-dependent neural pathways, resulting in impairments in executive and/or language functions, without affecting visuospatial, attentional, and memory functions. Language functions closely relate to executive functions58, and in early-stage PD cognitive impairment, language deficits often represent part of dysexecutive syndrome8,57, hence incorporating it into the PD-EL subtype; (2) PD-VAM subtype, attributed to impairments in non-dopaminergic pathways (involving the cholinergic and noradrenergic systems), resulting in deficits in visuospatial, attention, and/or memory functions, while executive and language functions remain intact. Additionally, normal cognition (PD-NC) is characterized by no impairments in cognitive domains. Given the study’s specific focus on precisely evaluating neurobiological differences between PD-EL and PD-VAM subtypes under the dual syndrome hypothesis, we did not include mixed subtypes (PD-MS) characterized by concurrent impairments in visuospatial, attentional, or memory functions along with executive or language deficits, in this research, resulting in the exclusion of 20 participants.
Verbal fluency task
Following MDS’s 2012 PD-MCI guidelines for cognitive domain assessment, the verbal fluency task (VFT) was utilized to evaluate executive functions in both PD-EL subtype and PD-NC1, mirroring a previously described task process14. The test encompassed three phases: a 30-s pre-task phase, a 70-s post-task phase, and a 60-s task phase (comprising three 20-s blocks). Patients verbally counted numbers 1 to 5 during both pre-task and post-task baseline periods (Fig. 3A). In the 60-s task phase, the screen displayed three Chinese characters: (meaning river),
(meaning day), and
(meaning home), each with a 20-s time limit. Patients were instructed to verbally generate phrases from each provided word as many times as possible. The total correct word count served as the VFT behavioral data.
Line orientation task
The Line Orientation Task (LOT) assessed visuospatial function16 in both PD-VAM subtype and PD-NC, following MDS’s 2012 PD-MCI guidelines1. Given the unique precursor visuospatial deficits in the non-dopaminergic subtype7, we assessed visuospatial function in the PD-VAM subtype using the LOT task. E-prime software controlled stimulus presentation, with a 10-s wait period to minimize task interference. Participants were instructed to focus solely on the current task and relax afterwards, enhancing focus and improving the accuracy of the data collected. The LOT included experimental and control conditions (Fig. 3B). In the experimental condition (Line Orientation), participants identified and verbally stated the direction (left or right) and color of the lower line matching the orientation of the example line above. The control condition involved Color Naming, where participants stated the color of the example line. Participant responses were recorded as behavioral data. The experiment comprised three 30-s blocks of Line Orientation and Color Naming conditions, alternating with a 30-s resting period after each task (10 s before the first task and 20 s after the last task), totaling 360 s. Each block was designed to emphasize a single, extended task period, ensuring thorough engagement and capturing a complete hemodynamic response cycle.
fNIRS data acquisition
A 52-channel fNIRS system (ETG-4000, Hitachi Medical Corp., Japan) with a 0.1-s temporal resolution and a sampling rate of 10 Hz was employed. This system, based on an enhanced Beer-Lambert law, employed two wavelengths (695 nm and 830 nm) to measure oxy-hemoglobin ([oxy-Hb]) and deoxy-hemoglobin (deoxy-Hb). It comprised 17 emission and 16 receiver probes in a 3 × 11 array, spaced 3.0 cm apart. Probes, following the international 10-20 system, were positioned on the subject’s forehead and scalp, with the lowest probe along the T4-Fpz-T3 line. A virtual registration method, based on the same system, established correspondence between channels and cortical locations59. Detailed coordinates for fNIRS channels were from Takizawa et al. (2014)60. The measured brain regions, as shown in Supplementary Fig. 1, included DLPFC [channels (Ch) 3, 4, 7, 8, 14, 15, 17, 18, 25, 26, 27, 28, 35, 36, 38, and 39], VLPFC (Ch 13, 19, 23, 24, 29, 30, 34, 40, 45, and 50), Medial Prefrontal Cortex (mPFC) (Ch 5, 6, 16, and 37), Orbitofrontal Cortex (OFC) (Ch 46, 47, 48, and 49), Temporal Lobe (TL) (Ch 32, 33, 41, 42, 43, 44, 51, and 52), Supplementary Motor Area (SMA) (Ch 2, 9, 12, 20, 22, and 31), and Inferior Parietal Lobule (IPL) (Ch 1, 10, 11, and 21), aligning with previous fNIRS investigations13,14,61. In our study, fNIRS channels in each region of interest were combined using a simple average to assess overall activation levels.
Ethics approval and informed consent
This study was approved by the Ethics Committee of the First Hospital of Dalian Medical University (Approval No. PJ-KS-KY-2021-218). Written informed consent was obtained from all participants before their enrollment in the study.
Statistical analyses
Demographic and clinical data underwent analysis through SPSS 26.0. Continuous variables were denoted as mean ± standard deviation, while categorical variables were represented as counts (n) and percentages (%). Gender comparisons employed the chi-square (χ2) test. Normality was assessed with Shapiro-Wilk for n ≤ 50 and Kolmogorov-Smirnov for n > 50. For other indicators, we used independent t tests or one-way ANOVA if normality was met, or Mann–Whitney U or Kruskal-Wallis tests if not. Significance was set at p < 0.05.
The raw data from two task states were preprocessed with the NIRS-KIT toolbox62 in MATLAB. Emphasis was placed on [oxy-Hb] levels due to their direct reflection of cognitive activity and alignment with fMRI BOLD signals23. The modified Lambert-Beer law converted fNIRS light data to [oxy-Hb] concentrations. Data were detrended to remove linear baseline drift, and head motion correction employed the Time Derivative Distribution Repair (TDDR) algorithm63. A bandpass Butterworth filter (0.006–0.2 Hz) eliminated irrelevant frequency components.
During the VFT, we employed a General Linear Model (GLM) to analyze oxygenated hemoglobin changes in each participant across channels. Task conditions were convolved with the standard hemodynamic response function (HRF) within the GLM, producing corresponding regressors. The baseline included the final 10 s of the pre-task phase and 5 s after 50 s of the post-task phase14. GLM parameters were computed for each channel, yielding β-values for specific conditions62. The task-related β-value represents the difference between word generation and baseline. One-sample and independent sample t-tests compared β-values for PD-NC and PD-EL groups. Inter-group disparities in VFT behavioral data were assessed with independent sample t tests. The results underwent multiple comparison correction, considering significance at p < 0.05.
In the LOT, [oxy-Hb] changes were assessed using a GLM across channels. Task stimuli were convolved with the standard HRF in the GLM, generating regressors. The experiment included three blocks each of Line Orientation and Color Naming conditions, with each block lasting 60 s (comprising a 10-s baseline, 30 s of task activation, and 20 s of rest). For the Line Orientation task, the GLM was applied to these blocks to obtain task-related β-values, which represent the change in [oxy-Hb] during task activation relative to the baseline. The baseline was defined as the initial 10 s before task activation in each block, serving as a reference point for subsequent changes. The β-values were then calculated for each channel based on the difference in [oxy-Hb] between the task activation period and the baseline. The Color Naming task followed the same procedure. Brain imaging data underwent analysis through a repeated measure analysis of variance (RMANOVA) based on whole-brain activation, considering factors like group (PD-NC and PD-VAM), condition type (Line Orientation and Color Naming task), and channel category (52 channels). Main effects, interaction effects, and simple effects were assessed. Corrections for degrees of freedom (df) and p-values were based on Mauchly’s sphericity test. Partial η² was used for effect size. Behavioral data also underwent RMANOVA. Statistical analysis was performed employing SPSS 26.0 and NIRS_KIT software. Results underwent correction for multiple comparisons, with significance established at p < 0.05 (two-tailed).
Data availability
The datasets generated and/or analyzed during the current study are not publicly available due to privacy concerns for research participants but are available from the corresponding author on reasonable request. Restrictions may be applied to sensitive data for privacy protection.
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Acknowledgements
This work was supported by the Ph.D. Research Fund of Jining No. 1 People’s Hospital (Grant No. 2024-BS-003), the Medical and Health Science and Technology Project of Shandong Province (Grant No. 202403090535), the Key R&D Program of Jining (Major Program, Grant No. 2023YXNS004), and the Dalian Medical Science Research Program Project (Grant No. 1812009).
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H.-Y.W.: Data curation, Formal analysis, Funding acquisition, Investigation, Methodology, Visualization, Writing—original draft, and Writing—review & editing. L.R.: Data curation, Writing—review & editing. Z.Y.: Writing—review & editing. T.Z.: Data curation, Visualization, Writing—review & editing. Z.L.: Data curation, Conceptualization, Formal Analysis, Supervision, Project administration, Validation, Funding acquisition, Writing—review & editing. All authors take responsibility for the accuracy and integrity of the work. All authors read and approved the final manuscript.
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Wang, HY., Ren, L., Yan, Z. et al. Neural basis of dysexecutive and visuospatial impairments in Parkinson’s disease with MCI: a task-based fNIRS study. npj Parkinsons Dis. 11, 163 (2025). https://doi.org/10.1038/s41531-025-01013-z
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DOI: https://doi.org/10.1038/s41531-025-01013-z