Abstract
Zirconia nanoparticles modified with L-tryptophan (ZrO₂@L-Try) demonstrate increased biocompatibility and catalytic activity by capitalizing on the bioactive properties of L-tryptophan, a crucial amino acid known for its role in protein synthesis and neurochemical functions. Successful integration of L-tryptophan onto the ZrO2 matrix is confirmed through characterization methods. This catalytic system was employed effectively in the synthesis of 2 H-indazolo[2,1-b]phthalazine-triones through multi-component, one-pot reactions involving phthalic anhydride, various aldehydes, dimedone, and hydrazinium hydroxide under thermal, solvent-free conditions at 80 °C. Investigations suggest that ZrO2@L-Tryptophan exhibits enhanced stability and solubility and holds promise as an innovative platform for drug delivery systems and an efficient catalyst in diverse organic reactions.
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Introduction
Zirconium dioxide, also referred to as ZrO2 or zirconia, is a chemical compound consisting of zirconium and oxygen atoms1. This white crystalline solid has garnered significant interest across various fields due to its distinctive characteristics2. ZrO₂ demonstrates exceptional thermal stability, mechanical strength, and corrosion resistance, making it suitable for diverse applications3. With a high melting point and the ability to endure extreme temperatures, it is utilized in refractory materials, thermal barrier coatings, and crucibles for high-temperature processes4. Its significant oxygen ion conductivity is particularly valuable in solid oxide fuel cells (SOFCs) and oxygen sensors. In SOFCs, ZrO2-based electrolytes facilitate the efficient conversion of chemical energy into electrical energy by aiding the transport of oxygen ions5. Zirconia (ZrO₂) is recognized for its exceptional biocompatibility, making it suitable for medical and dental applications. Biocompatible and wear-resistant qualities make it applicable in manufacturing dental ceramics, orthopedic implants, and artificial joints6. Apart from its structural applications, ZrO2 is extensively employed as a catalyst or catalyst support in diverse chemical reactions due to its high surface area and stability, enabling it to effectively catalyze oxidation, hydrogenation, and dehydrogenation reactions7. Various methods, such as precipitation, sol-gel, and thermal decomposition techniques, can be used to synthesize ZrO₂, with the chosen method affecting the properties and morphology of the resulting particles8. In conclusion, ZrO₂ is a versatile material with diverse applications in industries such as aerospace, energy, healthcare, and catalysis, owing to its unique combination of properties that contribute to technological advancements and scientific research9.
L-tryptophan is an essential amino acid that plays a crucial role in protein synthesis and various physiological processes in the human body10. It is an aromatic amino acid with a complex structure that includes a five-membered pyrrole ring and an indole group11.
L-tryptophan, an essential amino acid, is not synthesized by the human body and must be acquired through dietary sources or supplements12. It is found in a variety of protein-rich foods, including meat, fish, eggs, and dairy products, as well as in specific plant-based sources such as soybeans and pumpkin seeds13. L-tryptophan plays a crucial role as a precursor in the biosynthesis of several important molecules, such as serotonin, melatonin, and niacin14. Serotonin functions as a neurotransmitter that regulates mood, appetite, and sleep15, while melatonin serves as a hormone that controls the sleep-wake cycle16. Niacin, also known as vitamin B3, is vital for energy metabolism and DNA repair17 (Fig. 1). Potential therapeutic uses of L-tryptophan have been investigated in various areas including depression, anxiety, and sleep disorders. It is believed that increasing L-tryptophan intake can elevate serotonin levels in the brain leading to improved mood and cognitive function18. Beyond its biological roles, L-tryptophan has found applications in various industries, such as food additives and animal feed supplements19. Its distinctive chemical properties have led to its utilization in the production of various organic compounds and materials20. In general, L-tryptophan, as an indispensable amino acid, exhibits diverse biological functions and potential therapeutic uses. Its exceptional structure and properties make it valuable across multiple scientific disciplines and industrial sectors21.
ZrO2@L-tryptophan is a nanocomposite material that merges the distinct characteristics of Zirconium dioxide (ZrO2) nanoparticles with the functional properties of L-tryptophan molecules. The synthesis of ZrO₂@L-tryptophan involves attaching L-tryptophan to ZrO₂ nanoparticles to develop a composite material with enhanced properties compared to its components. ZrO₂ nanoparticles provide a large surface area, exceptional mechanical stability, and heat resistance, while L-tryptophan contributes biocompatibility and distinctive optical properties.
Overall, ZrO2@L-tryptophan not only integrates the functional benefits of both components but also opens new avenues for research and application in therapeutic and catalytic domains. Considerable surface area and reactivity of ZrO₂ nanoparticles, combined with the functional groups of L-tryptophan, have the potential to enhance catalytic efficiency and selectivity in various chemical processes. The distinctive amalgamation of ZrO2 and L-tryptophan within the ZrO2@L-tryptophan nanocomposite presents promising prospects for the advancement of innovative materials and technologies across diverse domains. Additional research and investigation are necessary to comprehensively ascertain and capitalize on the potential applications of this nanocomposite.
Solvent-free organic reactions have gained significant attention due to concerns about the environmental impact of organic solvents. Synthesis of diverse and complex molecules from readily available starting materials, while considering both economic and environmental factors, is a crucial aspect of modern synthetic organic and medicinal chemistry22. Multi-component reactions (MCRs) that involve domino processes have emerged as powerful tools for achieving this goal. These transformations reduce the consumption of solvent, catalyst, labor, time, and energy, leading to decreased waste compared to conventional individual reactions23,24. Among these MCRs is the synthesis of indazolo[2,1-b]phthalazine-trione derivatives, which exhibit a wide range of biological activities25 and show promise as fluorescence probes and luminescent materials26.
The importance of MCRs has been recognized in various research fields including combinatorial chemistry, diversity-oriented synthesis (DOS), medicinal chemistry, and simple reaction design27. Furthermore, using one-pot multi-component reactions with a reclaimable core-shell catalyst can be considered a key aspect of green chemistry.
In recent years, the synthesis of nitrogen-containing heterocyclic compounds has attracted attention due to their widespread occurrence and increasing use in functional materials, agrochemicals, and biologically active pharmaceuticals28. Heterocyclic compounds with phthalazine moieties have garnered significant interest due to their pharmacological, biological, and clinical potential29. These compounds are particularly noteworthy due to their bridgehead hydrazine content and their potential for cardiotonic30, anticancer31, anticonvulsant32, anti-inflammatory33, antifungal34, hypolipidemic35, and vasorelaxant activities36, as well as unique electrical and optical properties37. Although various catalysts have been employed for synthesizing 2 H-indazolo[2,1-b]phthalazine-triones and proven effective, some methods are limited by the need for harsh acidic conditions, transition metal catalysts, prolonged reaction times, low product yields, or additional equipment such as ultrasound38,39,40,41. Accordingly, developing efficient, cost-effective, and easily recoverable catalysts for this four-component reaction is essential. In line with our ongoing efforts in nanocatalyst42 design and sustainable synthesis development, we use ZrO2@L-tryptophan as an effective nanoparticle for the preparation of indazolo[2,1-b]phthalazine-triones through a one-pot, four-component condensation of phthalic anhydride, hydrazinium hydroxide, aromatic aldehydes, and dimedone. Reaction occurs at 80 °C under solvent-free conditions with a reusable catalyst (Fig. 2).
Experimental section
Preparation and characterization of ZrO2@L-tryptophan as the catalyst
To synthesize ZrO2@L-tryptophan, zirconium oxide (ZrO2) is first prepared by dissolving zirconium salt and precipitating it with a base, calcinating the precipitate at 600–900 °C. After the ZrO2 is obtained, L-tryptophan is dissolved in an appropriate solvent and mixed with the ZrO2 powder, ensuring proper interaction through gentle stirring. The mixture is then dried at mild temperatures to form the composite. Characterization techniques such as XRD, FTIR, FE-SEM, TEM, TGA, EDS, and BET were employed to analyze the resulting material.
Infrared spectroscopy (IR) analysis, shown in Fig. 3, was performed to characterize the ZrO₂@L-tryptophan composite along with its components. IR spectrum of pure L-tryptophan exhibits an absorption band around 3400 cm⁻¹, attributed to N–H and O–H stretching vibrations. This peak is also present in the ZrO2@L-tryptophan composite, confirming the incorporation of L-tryptophan onto the ZrO2 nanoparticles.
Additional absorption bands in the range of 1500–1600 cm⁻¹ correspond to the aromatic ring vibrations of L-tryptophan, which are observable in both the pure amino acid and the composite spectra. The characteristic broad and intense absorption band around 413 cm⁻¹, assigned to the Zr–O bending vibrations, confirms the presence of zirconium oxide in the composite. Comparing the IR spectra of the individual components with the composite provides clear evidence of the successful integration of L-tryptophan with ZrO2, as well as molecular interactions between them, without significant disruption of their characteristic functional groups.
Figure 4 displays the XRD spectra of ZrO2, L-tryptophan, and ZrO2@L-tryptophan. A spectrum of ZrO2 exhibits distinct and intense peaks, indicating high crystallinity and purity. As seen in the spectrum of the final synthesized catalyst and by comparing the two previous spectra, the formation of ZrO2@L-tryptophan is confirmed well. Analysis based on JCPDS reference cards (No. 78 − 0047 and 88-1007) reveals a mixture of monoclinic and tetragonal phases in both ZrO2 NPs and ZrO2@L-tryptophan structures. Peak intensity ratios indicated a predominance of the tetragonal phase, with approximately 75% of the total content43,44. The distinctive peaks observed in the region below 30° in the L-tryptophan spectrum are also present in the ZrO2@L-tryptophan spectrum, confirming the successful immobilization of L-tryptophan on the nanoparticle surface without compromising the crystalline structure of the ZrO2 core. This coexistence of peaks demonstrates the integration of both components in the nanocomposite. The average nanoparticle size of ZrO2@L-tryptophan is calculated to be 13 nm using the Debye–Scherrer formula based on FWHM measurements from XRD analysis, consistent with particle sizes obtained from FE-SEM and TEM analyses. The XRD results confirm the preservation of the crystalline phases of ZrO2 nanoparticles alongside the presence of L-tryptophan, validating the successful synthesis of the ZrO2@L-tryptophan nanocomposite.
The thermogravimetric analysis (TGA) of the ZrO2@L-tryptophan composite was performed to assess its thermal stability and composition through weight changes as a function of temperature, as shown in Fig. 5. Thermal decomposition of the DTG process occurs during two weight-loss stages. The first stage of decomposition, below 300 °C, corresponds with the removal of decomposing terminal hydroxyl groups bonded to the surface of the zirconia. The second stage of thermal decomposition, occurring at around 400 °C and above, is attributed to the decomposition of the tryptophan group, leading to the formation of CO₂, NH₃, and H₂O molecules. The TGA curve reveals that ZrO2@L-tryptophan NPs are stable up to 250 °C and suitable for synthesizing phthalazine compounds.
The FE-SEM analysis was used to investigate the surface morphology of the ZrO2@L-tryptophan nanoparticles that were prepared. Figure 6 displays the FE-SEM micrographs of the ZrO2@L-tryptophan nanoparticles at various magnifications, revealing their spherical shape and nanoscale size. The particle size measures approximately 20 nm, aligning well with the XRD data. The particles are homogeneously distributed and exhibit clear boundaries, indicating a uniform synthesis process without significant agglomeration.
Additionally, TEM analyses, depicted in Fig. 7, provided further evidence of the structural characteristics of the synthesized ZrO2@L-tryptophan nanoparticles, showing their rounded shape and uniform distribution. High-resolution TEM images allowed for the observation of lattice fringes, confirming the crystallinity of the nanoparticles. Selected area electron diffraction (SAED) patterns further supported the polycrystalline nature of the ZrO2 core material. Combined analyses powerfully demonstrate that the nanoparticles possess well-defined morphology and crystal structure, corroborating the synthesis quality and consistency of the ZrO2@L-tryptophan nanostructures.
Figure 8 presents a detailed analysis of the ZrO2@L-tryptophan nanoparticles, demonstrating the presence of Zr, O, C, and N peaks. Formation and composition of the ZrO2@L-tryptophan nanoparticles were confirmed through quantitative analysis, indicating high purity with no other impurities. EDS mapping was also used further to analyze the elemental state of the ZrO2@L-tryptophan nanoparticles (Fig. 9). Despite a low percentage of Zr observed in the point-by-point EDS analysis, the distribution and dispersion in the mapping validate the effective presence of Zr and O elements.
Accurate determination of surface area and porosity is paramount for elucidating the catalytic efficacy of materials. The specific surface area and porosity of the ZrO₂@L-tryptophan catalyst were evaluated using the Brunauer-Emmett-Teller (BET) method (Figs. 10 and 11). The composite catalyst demonstrates considerable potential for a range of catalytic functions, including environmental remediation and organic transformations. BET assessment was conducted utilizing nitrogen gas as the adsorbate under liquid nitrogen conditions, generating adsorption-desorption isotherms within a relative pressure spectrum of 0.02 to 0.90. Analysis revealed a specific surface area of approximately 52.19 m²/g, indicating a considerable available surface area for catalytic reactions, which enhances reactant adsorption and accelerates reaction rates. The total pore volume of the ZrO₂@L-tryptophan catalyst was measured to be approximately 0.2574 cm³/g. The presence of mesoporous and microporous structures promotes the effective diffusion of reactants and products throughout the catalyst matrix.
Initially, the investigation focused on the reaction involving benzaldehyde (1 mmol), dimedone (1 mmol), hydrazinium hydroxide (1.2 mmol), and phthalic anhydride (1 mmol), which served as the standard reaction. This was done using 20 mg of ZrO₂@L-tryptophan catalyst in different solvents and also without any solvent, as shown in Table 1. It was observed that the reaction progressed more efficiently under solvent-free conditions compared to reactions conducted with solvents (Table 1, entry 7). The solvent-free condition was chosen for synthesizing phthalazine derivatives. The standard reaction was conducted with varying amounts of the catalyst (Table 1, entries 9–12). The optimal result was achieved with 20 mg of catalyst. Utilizing lower amounts of ZrO2@L-tryptophan at 5, 10, and 15 mg resulted in product yields of 65%, 82%, and 88%, respectively (Table 1, entries 9–11). Increasing the amount of catalyst did not enhance the yield (Table 1, entry 12). Findings demonstrate that the catalyst significantly facilitates the transformation, as the reaction did not occur even with a longer reaction time in its absence (Table 1, entry 8). The impact of temperature was investigated by conducting the model reaction with a catalyst (20 mg) under solvent-free conditions at various temperatures (room temperature, 60, 80, and 90 ̊C), and the most favorable outcomes were observed at 80 ̊C (Table 1, entries 7, 13–15).
Table 2 summarizes the optimization study of different catalysts for synthesizing 2 H-indazolo[2,1-b]phthalazine-triones. ZrO₂@L-tryptophan catalyst exhibited the highest catalytic activity, affording the desired product in 96% yield within 5 min under mild reaction conditions. The individual components, ZrO₂ and L-tryptophan, showed lower efficiencies, with yields of 78% and 65%, respectively, and required longer reaction times. Tested catalysts, such as silica nanostructures, MnFe2O₄ nanoparticles, and sulfuric acid, gave moderate to low yields and often involved harsher conditions or longer reactions. Results highlight the superior performance of the ZrO₂@L-tryptophan catalyst in terms of yield, reaction time, and mild conditions.
To evaluate the reactivity of ZrO₂@L-tryptophan in comparison with previously reported catalysts, a comparative summary is presented in Table 3. All catalysts listed in Table 3 achieved good yields of the desired products, several required harsh reaction conditions, including the use of toxic solvents and elevated temperatures. Some reactions demanded significantly long reaction times and specific catalysts lacked reusability. Our reusable catalyst, combined with a green methodology, offers a more efficient and environmentally friendly alternative for synthesizing the target compounds.
Upon establishing the optimized parameters, we assessed the applicability of this approach by employing various aromatic aldehydes in the presence of the synthesized catalyst. Notably, a range of aromatic aldehydes, such as those with ortho-, meta-, and para-substituted aryl groups, all underwent smooth reactions under the optimized conditions, yielding the corresponding products in satisfactory to excellent yields. The results presented in Table 4 show that both electron-donating and electron-withdrawing groups efficiently yield favorable products within a short period. However, that, as expected, aldehydes containing electron-withdrawing groups, especially in the ortho and para positions, lead to the synthesis of the desired products in less time and with higher yields.
Proposed mechanism
We propose a reaction mechanism in which ZrO2@L-tryptophan acts as a catalyst, as illustrated in Fig. 12. Mechanism consists of two steps: the initial formation of phthalhydrazide (III) through the nucleophilic addition of hydrazinium hydroxide (II) to phthalic anhydride (I) followed by dehydration; and the subsequent formation of heterodiene (VI) through the standard Knoevenagel condensation of dimedone (V) and aldehyde (IV). In the following step, the cooperation between this catalyst’s acidic and basic functionalities facilitates the Michael-type addition of the formed phthalhydrazide to intermediate VI. Cyclocondensation and dehydration of these intermediates result in the corresponding products (VII).
Reusability of the catalyst
The reusability of the catalyst is well-known as a key property and is essential in industrial and commercial applications, as well as in green chemistry. We have investigated the retrievability of ZrO2@L-tryptophan NPs using the model reaction of dimedone, benzaldehyde, hydrazinium hydroxide, and phthalic anhydride. As shown in Fig. 13, the catalytic activity of ZrO₂@L-tryptophan declined from 98% in the initial run to 88% after six consecutive cycles. ZrO2@L-tryptophan nanocatalyst was recovered by centrifugation and washed with water (10 mL) and ethyl acetate (3 × 5 mL). The obtained catalyst was dried overnight at 50 °C and reused six times without additional purification. XRD patterns, FT-IR spectrum, and SEM image (Fig. 14) of the catalyst after six runs showed that the catalyst morphology was preserved during its reuse. Moreover, ICP-OES was employed to evaluate the extent of catalyst leaching after catalytic cycles (Table 5). The concentration of zirconium in the reaction filtrates was found to be below the detection limit (less than 0.01 wt%), demonstrating excellent stability and negligible catalyst leaching under the reaction conditions. These results confirm the robustness of the ZrO₂@L-tryptophan catalyst and its suitability for multiple reuse cycles without significant loss of active sites.
General information
Chemicals
All chemicals and reagents such as ZrOCl2.8H2O, L-tryptophan, H2SO4, citric acid, ethylene glycol, ethanol, dimedone, hydrazinium hydroxide, phthalic anhydride, and all applied aldehydes were purchased from Merck and Fluka companies and used without any purification.
Instruments
Fourier transform infrared (FT-IR) spectroscopy was analyzed using a Nicolet Magna-400 spectrometer with KBr pellets1. HNMR data were gathered in DMSO-d6 using a Bruker DRX 400 spectrometer with tetramethylsilane as the internal reference. Chemical shifts are given in ppm (δ) and are referenced to the internal solvent signal. Multiplicities are declared as follows: s (singlet), bs (broad singlet), d (doublet), t (triplet), q (quartet), dd (doublet of doublets), m (multiplet). Coupling constants J are given in Hz. Powder X-ray diffraction (XRD) was performed using a Philips X’pert diffractometer with monochromatized Cu Kα radiation (λ = 1.5406 Å). The morphology of the nanoparticles was examined using field emission scanning electron microscopy (FE-SEM) with a MIRA3 model. The microscopic morphology of the nanoparticles was observed using a Philips transmission electron microscope (TEM) operating at 100 kV. The Tescan-Vega2 instrument was utilized in the academic analysis of the catalyst through electron dispersive X-rays (EDX) and mapping techniques. Thermogravimetric analysis (TGA) was performed on a Mettler TA4000 system TG-50, utilizing a heating rate of 10 K min1 in an N2 atmosphere. The Yanagimoto micro melting point device was employed to measure the melting points without any correction.
Experimental procedures
General procedure for the synthesis of ZrO2 nanoparticles
In 50mL of distilled water, a solution of ZrOCl2. 8H2O (0.003 mol, 0.966 g) was prepared and then mixed with citric acid (0.126 mol, 24.207 g) and ethylene glycol (0.126 mol, 7.045 mL) at room temperature. Resulting solution was stirred at 80 °C for 30 min and then refluxed for 12 h until a white sol formed. To enhance polymerization between citric acid, ethylene glycol, and ZrOCl₂·8 H₂O, the reaction mixture was cooled and then slowly heated at 80 °C for 10 h in an open bath, resulting in a more viscous wet gel. The wet gel was dried on a hot plate at 120 °C for 8 h to produce a brown powder. Brown powder was then calcined at 750 °C for 4 h at a heating rate of 4 °C/min, yielding ZrO₂ nanoparticles as a white powder.
General procedure for the synthesis of ZrO2@L-tryptophan nanocomposites
Initially, 1 g of ZrO₂ nanoparticles was dispersed in 10 mL of dry ethanol using an ultrasonic bath for 30 min. Then, 0.5 mL of H₂SO₄ and 1.5 g of L-tryptophan were added to the solution, which was refluxed at 90 °C for 12 h. The resulting product underwent centrifugation, thorough washing with ethanol and water, and drying in a vacuum oven at 60 °C, ultimately yielding ZrO2@L-tryptophan as a white powder.
General procedure for the preparation of 2 H-indazolo[2,1-b]phthalazine-triones in the presence of ZrO2@L-tryptophan nanocatalyst
Aldehyde (1 mmol), 1, 3-dicarbonyl compounds (1 mmol), and ZrO2@L-tryptophan (0.005 mol, 20 mg) were added to a mixture of hydrazinium hydroxide (1.2 mmol) and phthalic anhydride (1 mmol). The reaction mixture was heated at 80 ̊C. After the reaction (monitored by TLC), the reaction mixture was cooled to room temperature, and ethyl acetate (5 ml) was added. Catalyst was separated by an external magnet, washed with ethyl acetate, dried, and reused under the same reaction conditions for a consecutive run. The solvent from the filtrate was evaporated under reduced pressure to obtain the crude product. Pure product was obtained by recrystallizing from a mixture of ethanol and water.
Conclusion
In our research, we have developed and characterized ZrO2@L-tryptophan as a highly effective and reusable heterogeneous nanocatalyst. Nanoparticles were evaluated as an effective heterogeneous Lewis acid catalyst for the eco-friendly synthesis of 2 H-indazolo[1,2-b]phthalazine-triones via a one-pot, four-component condensation reaction under solvent-free conditions at 80 °C The notable advantages of this synthetic method include high efficiency, broad applicability, good to excellent product yields, short reaction times, low reaction temperature, simplicity, easy product isolation, avoidance of harmful solvents and catalysts, an environmentally friendly reaction profile, and compliance with green chemistry principles. Features make it a valuable and attractive method for synthesizing 2 H-indazolo [2, 1-b] phthalazine-triones. Catalyst is easily recovered and reused, making this method both economically and environmentally preferable for chemical industries. Catalyst can be efficiently reclaimed and used for at least six cycles without significant loss in activity.
Data availability
In terms of data availability, all the data generated or analyzed during this study can be found in the published article and its supplementary information file.
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The authors gratefully acknowledge the University of Kashan for providing facilities for this work.
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A.K.A. Designed and Conducted some of the experiments and wrote the manuscript. S. M-N. discussed the experiments, analyzed the results, and rewrite the manuscript. J. S-G. supervised the whole project.
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Abbas, A.K., Safaei-Ghomi, J. & Moein-Najafabadi, S. Novel L-tryptophan-functionalized zirconium dioxide nanoparticles catalysed one-pot and solvent-free synthesis of 2 H-indazolo [2, 1-b] phthalazine-triones. Sci Rep 15, 25323 (2025). https://doi.org/10.1038/s41598-025-11227-z
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DOI: https://doi.org/10.1038/s41598-025-11227-z
















