Abstract
This study presents an advanced control strategy for a standalone photovoltaic (PV) system integrated with a hybrid energy storage system (HESS) comprising batteries and supercapacitors (SCs). The proposed system employs a novel Fuzzy Logic-based Two-Degree-of-Freedom Proportional-Integral (Fuzzy 2DOF-PI) controller, optimized using the Hippopotamus Optimization (HO) algorithm, to enhance power management and stability. The batteries address long-term energy demands, while SCs handle instantaneous power fluctuations, mitigating stress on the batteries and extending their lifespan. The control strategy ensures optimal power distribution, maintains DC bus voltage stability, and prevents battery overcharging by regulating the State of Charge (SOC) within safe limits. The system’s performance is validated through MATLAB/Simulink simulations under varying solar irradiance and load conditions. Comparative analyses with classical PI, Fuzzy PI-based Teaching-Learning-Based Optimization (TLBO), and Particle Swarm Optimization (PSO) demonstrate the better dynamic response, reduced transient time, and minimized overshoot of the proposed approach. Results indicate improvements of at least 15% in peak overshoot and 10% in transient duration, highlighting the robustness and efficiency of the Fuzzy 2DOF-PI controller in hybrid energy storage applications.
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Introduction
Study background
Recently, there has been an increasing focus on integrating renewable energy sources (RESs) into power generation systems to move towards a more sustainable and environmentally friendly energy mix. This worldwide transition is propelled by the pressing necessity to alleviate climate change, diminish greenhouse gas emissions, and strengthen energy security1. Governments and organizations around the world have enacted regulations and offered incentives to accelerate the adoption of RESs, including solar photovoltaic, wind, hydropower, and biomass. These programs have markedly augmented the integration of RESs into power networks, resulting in diversification of energy sources, improved grid resilience, and economic prospects for stakeholders2. The inherent variability and fluctuations of RESs pose significant problems for grid stability and energy management3. As a result, innovations in energy storage technologies, smart grid infrastructure, and energy management systems have become essential solutions to address these challenges and ensure reliable power supplies4. One viable strategy for the effective integration of RESs into power grids is the construction of DC microgrids5. DC microgrids have attracted heightened interest owing to their efficiency, reliability, and many uses, such as electric vehicles (EVs), uninterruptible power supplies, and distributed power systems. Unlike traditional AC systems, DC microgrids provide enhanced power conversion efficiency, reduced transmission losses, and streamlined integration with RES and energy storage systems (ESSs). These benefits make DC microgrids a compelling option for improving the sustainability and stability of modern energy infrastructure6.
A fundamental component of DC microgrids is the incorporation of hybrid ESSs, which combines multiple storage technologies to improve performance. ESSs can be implemented using several storage technologies, including batteries, supercapacitors, flywheels, and ultracapacitors7. Batteries are the most common because of their considerable energy capacity and ability to store large amounts of energy for longer periods. However, sole reliance on batteries in an ESS may lead to reduced battery lifespan and performance degradation, particularly in environments with variable power demands. This limitation arises from the relatively slow response time of batteries to rapid power fluctuations, which may result in increased stress and thermal degradation8. To address these challenges, hybrid ESSs integrate multiple storage devices with complementary characteristics, hence enhancing overall system efficiency and reliability9. A common HESS configuration involves a combination of batteries and supercapacitors. In this arrangement, supercapacitors, noted for their high-power density and rapid response capabilities, regulate short-term power fluctuations and transient loads. Simultaneously, batteries, noted for their high energy density, provide sustained power over lengthy durations. This synergistic relationship reduces battery strain, extends their lifespan, and improves the overall efficiency of the ESS10.
Advanced optimization-based control and planning strategies play a critical role in enhancing voltage regulation and power quality in renewable-integrated distribution systems. Their two-stage reactive power optimization approach demonstrates how coordinated control actions can effectively mitigate voltage deviations and reduce system losses under varying operating conditions. In a related work, the authors extended this concept to a multi-objective, multi-period framework, highlighting the importance of time-varying optimization in accommodating renewable intermittency and load dynamics11,12. As well, advanced energy management systems (EMS) are necessary for integrating RESs and energy storage technologies into DC microgrids to maximize energy flow and preserve system stability. EMS are crucial for optimizing operations via real-time monitoring, demand-side management, and adaptive control strategies. Recent EMS solutions incorporate smart grid technology, artificial intelligence (AI), and predictive machine learning techniques to forecast energy consumption, enhance storage efficiency, and bolster grid reliability13. Furthermore, the EMS facilitates seamless coordination across RESs, storage devices, and grid infrastructure, mitigating power fluctuations and improving energy efficiency. Despite the numerous advantages of DC microgrids and HESS, certain challenges remain in their widespread implementation. The fluctuation of RESs necessitates suitable control systems to equilibrate supply and demand. Research concentrates on enhancing power interface technology, dynamic energy distribution strategies, and adaptive control methods to improve the reliability of DC microgrids14. HESS consisting of batteries and Supercapacitors (SC) may exhibit various topologies, including passive, semi-active, and active configurations15. Active topologies have enhanced controllability that allows the full utilization of the storage capacity and power dispatch capabilities of the HESS devices. Each element of the HESS is independently connected to the system bus through a power electronic converter and has a separate control system16. Recent studies have demonstrated that metaheuristic optimization-based MPPT algorithms can significantly enhance power extraction, dynamic response, and system stability compared to conventional methods. In particular, advanced bio-inspired optimizers, including Ali Baba and Forty Thieves Optimization (ABFTO) and the Hippopotamus Algorithm (HA), have shown better capability in tracking the global maximum power point under complex operating conditions such as partial shading and rapid irradiance or temperature variations. These intelligent techniques ensure stable power delivery, fast convergence, and effective bidirectional energy management, thereby improving the resilience, efficiency, and sustainability of PV-integrated DC microgrids and EV charging systems17,18. The study19presents a novel metaheuristic-based control framework that integrates a two-degree-of-freedom PID acceleration (2DOF-PIDA) controller with the recently developed Starfish Optimization Algorithm (SFOA) for temperature regulation of the CSTH process. The 2DOF-PIDA structure improves control performance by independently addressing setpoint tracking and disturbance rejection, whereas the SFOA effectively optimizes the controller parameters through its balanced exploration and exploitation mechanisms. Simulation results confirm the superiority of the proposed approach in terms of tracking precision, disturbance attenuation, and robustness when compared to conventional control techniques20.
Advanced studies have demonstrated the effectiveness of learning-based frameworks across load forecasting and battery state estimation. Specifically, in21, a spectral attention–enhanced bidirectional memory network showed superior performance in short-term load forecasting by capturing both temporal and spectral features of power demand signals. Meanwhile, the EBWO–GRU–ACKF framework presented in22highlighted the integration of optimization algorithms with recurrent neural networks for accurate state-of-charge (SOC) estimation. A multi-task learning (MTL) framework was created in this study to enhance SOH assessment of lithium-ion batteries (LIBs). The framework successfully captures both domain-invariant and target-specific features by using health-dependent pseudo-labels (PLs) and a multi-task strategy, which improves the model’s robustness and generalization abilities23,24. Following the same trend, hybrid machine learning methods combining Random Forest, Soft Weight K-Nearest Neighbors, and Levenberg–Marquardt Backpropagation within a variance–covariance weighted framework have been proposed for adaptive parameter tuning. As reported in25, incorporating meteorological and temporal variables in these hybrid models reduces errors by 8%–38% and improves forecasting accuracy by 12%–24% compared to single models.
Literature review
Researchers have developed various methodologies for using combined energy sources to send power from a battery and supercapacitor (SC) to the load26. Three main approaches exist for HESSs to control their power flow: optimization, filtering, and rule-based models as exhibited in Fig. 127.
HEES Control Strategies.
The sophisticated techniques encompass data-driven methodologies, including machine learning, artificial neural networks (ANN), and evolutionary algorithms28. Following this trend, in Ref29., an energy management system utilizing a combination of dynamic programming and neural networks is presented for the HESS, demonstrating near-optimal performance. Nevertheless, the neural network model requires a substantial quantity of sample data for training. Ref30. formulated a mathematical model to optimize a hybrid system employing a genetic algorithm (GA). The findings indicate that GA necessitates less time for simulation and demonstrates greater accuracy in delivering outcomes. A notable deficiency of HOMER software is its limited flexibility in model creation. This study analyzed two systems with varying turbine sizes, revealing that turbine size has minimal impact on the outcomes. Authors of31employed a multi-objective algorithm to ascertain the dimensions of a HESS in Tanzania. Their findings indicated that incorporating the electrochemical storage system into the HESS enhances its economic viability, particularly in configurations characterized by poor cyclability and shallow depth of discharge.
Recent advancements show that combining hybrid deep learning architectures with metaheuristic optimization significantly enhances temperature prediction accuracy in power system components, thereby improving thermal monitoring and strengthening operational safety and reliability32. In addition, accurate wind speed forecasting remains crucial for renewable energy integration, where optimized machine learning frameworks enhance prediction robustness and support stable smart grid operation under varying environmental conditions33. To reduce the standardized cost of energy and the corresponding carbon dioxide (CO2) emissions that occur throughout the life cycle of the energy system, Ref34. used a multi-objective function. For this purpose, they used the Strength Pareto Evolutionary Algorithm. According to the results, photovoltaic (PV) generators have the potential to be a major electrical energy source in Spain. To maximize the size of a hybrid system that combines solar and wind power, Ref35. used the Linear TORSCHE optimization technique. According to the results, the cost-effectiveness of the wind, solar, and battery systems together was higher than that of any of the individual systems. This work introduces a hybrid optimization approach, termed DE–HHO, which integrates Differential Evolution (DE) with Harris Hawks Optimization (HHO) to address microgrid scheduling problems under a multi-objective optimization framework that simultaneously minimizes operating costs and environmental impacts. Simulation studies involving wind, photovoltaic, micro-gas turbine, and battery system models demonstrate the superior convergence behavior and global search capability of the proposed DE–HHO algorithm36. Moreover, an enhanced Snow Ablation Optimizer incorporating adaptive T-distribution control and Cauchy mutation has been reported to effectively mitigate premature convergence and accelerate convergence speed, highlighting its potential applicability to complex microgrid optimization and energy management problems37.
A novel controller FOPI-PI with self-adaptive bonobo algorithm (SABO) and Puma Algorithm (PO) is presented in38,39with HESS to reduce the stress on the batteries with load and temperature variations. For a HESS consisting of wind power, photovoltaics, fuel cells, and batteries40,41, presented a multi-objective optimization framework using an elephant herding optimization algorithm. To reduce capital costs and improve electrical efficiency and power supply reliability, the proposed approach was studied. The results showed that the recommended approach is suitable for solar photovoltaic system design. The study42presents a multi-objective optimization model for microgrid energy management incorporating degradation costs and a carbon trading mechanism to reduce emissions. A hybrid energy storage system smooths renewable fluctuations, while demand response optimizes load. Two novel algorithms, an artificial hummingbird optimizer and a coati optimizer enhanced with advanced ranking and archiving techniques, are proposed to solve the optimization problem. Tested on benchmark functions and IEEE test systems, the coati algorithm improved network loss, voltage deviation, and minimum voltage by up to 56%. Optimal strategies are selected via TOPSIS, demonstrating the model’s effectiveness in managing active distribution networks with renewable integration43.
In most microgrid applications, the power management of hybrid energy storage systems is conducted using filtration-based techniques44. The established protocol for implementing these techniques involves dividing the current input of the HESS into high-frequency (HF) and low-frequency (LF) components. Subsequently, the HF components get designated for the SC. While using linear time invariant (LTI) low-pass filters (LPF) for power smoothing reduces system complexity, efficiency is sacrificed in the process. On the other hand, sophisticated filtering methods like wavelet transformations can be used to improve system efficiency, but doing so comes at the cost of the charge control system’s computing complexity45,46. Using less-than-ideal filters in practice could cause the supercapacitor to fully charge or discharge. Furthermore, unexpected variations in the HESS’s input power may place a lot of strain on the SC, which has the ability to instantly fully charge or discharge the SC. Adaptive filtering techniques can be used to improve system efficiency and stop state of charge (SOC) violations in SC47. A rule-based controller is usually used in adaptive rule-based filters to relax the filter in the event that the SC’s SOC exceeds a predetermined threshold. To avoid SOC violation in this instance, extra HF components of the HESS input power are delivered to the BESS. As a result, the filter’s bandwidth and net power variations should be taken into account while designing the SC’s size. Otherwise, the filter is frequently turned off, which could reduce the effectiveness of the system. Model predictive control (MPC) can regulate the output voltage and current of power converters at the primary control level of microgrids. For instance, a rapid model predictive control (MPC) is proposed in research48. This MPC controller increases the robustness of DCMGs against a variety of disturbances by using just local information in the HESS. Simplified switching states and a one-step prediction horizon allow for rapid regulation of the DC bus voltage. Additionally, the residual capacity prompted activating sequence of various ESS types based on a dynamic voltage control optimizes the power allocation command.
Conversely, rule-based approaches exhibit reduced computing complexity and are better appropriate for real-time applications. There are two types of rule-based approaches: fuzzy rule-based systems and finite state machines (FSMs). The rules in these approaches could be developed by a specialist or taken from mathematical models. Table 1 summarizes the latest techniques of fuzzy logic control (FLC) in HESS.
Paper contribution
This study employs a novel control architecture to guarantee the stability and robustness of interconnected micro-DC grids. The suggested controller parameters can be modified via Hippopotamus Optimization (HO) technique61. This study’s unique contributions, in contrast to prior research, are distinctly apparent in the following main aspects:
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Proposing an innovative control method that combines fuzzy logic with 2DOF-PI controller to manage the power of solar panels, batteries, and supercapacitors.
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With sophisticated modeling for both SC and batteries, this study suggests a novel optimized EMS for a battery–SC that is executed in a full-active configuration utilizing dual converters.
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The adoption of a 2DOF-PI control structure, allowing independent tuning of reference tracking and disturbance rejection, which is rarely considered in existing HESS fuzzy–PI designs that typically rely on 1DOF structures.
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The coordinated integration of a fuzzy supervisory layer with the 2DOF-PI controllers governing dual bidirectional converters in a fully active HESS.
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The suggested F2DOF-PI controller employs a HO method to refine its parameters. This novel optimization technique is being implemented for the first time in the domain of micro-DC grids.
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The novel control architecture presents numerous benefits compared to existing controllers by integrating the merits of fuzzy logic with 2DOF-PI. Consequently, enhanced stability, reliable performance, resilience, and better transient response can be attained. Moreover, in contrast to the classical methodology illustrated in62, and Fuzzy logic with PI controller based PSO and TLBO illustrated in52,53, the suggested controller distinctly surpasses all other controllers in essential aspects, including transient response attributes such as transient time, and overshoot/undershoot.
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The simulation encompasses four different scenarios pertaining to solar radiation and load variance. The outcomings show an improvement in peak overshoots by at least 15% in all cases and 10% in transient duration.
The paper is organized in the following way: Sect. 2 outlines the detailed configuration and modelling of the system. Section 3 outlines the suggested control scheme, the DC bus configuration, the suggested controller, and the proposed optimization technique (HO) and its many strategies. Section 4 elucidates the simulation outcomes, thoroughly examining solar radiation and load variations. Section 5 ultimately delineates the research conclusions and findings.
Structure and modeling of the proposed system
Figure 2 shows a complete design for a solar-powered hybrid energy management system that is meant to make power distribution and storage in DC microgrids more efficient. A MPPT controller controls this power by dynamically changing the operating point to get the most energy out of the PV voltage (ₚv) and current (ₚv). Then, the regulated DC power is sent to a centralized DC bus. There are a lot of parts connected to the DC bus, such as the DC load and an ESS, which is made up of a battery bank and a supercapacitor (SC) bank. Both storage units connect to the DC bus using separate buck-boost converters, which let energy flow in both directions for charging and discharging. The Power Management System (PMS) is in charge of the whole system and makes smart choices to keep the system stable and running at its best by balancing the generation, storage, and use of energy. An active topology’s main benefit is that it actively controls each ESS’s power. Active topologies fall into two categories: parallel and cascaded. A battery and supercapacitor (SC) ESS with a parallel active architecture was suggested in63. In microgrids (MG), the parallel active topology is widely adopted due to several key advantages. This configuration offers enhanced flexibility by allowing independent control of HESS units, enabling a wide range of control techniques to be implemented. Moreover, the voltage levels of the Energy Storage System (ESS) units do not directly affect the system voltage, which simplifies system integration and design. Additionally, the parallel active topology improves the system’s inherent fault tolerance, contributing to increased reliability and stability of the microgrid64.
Complete architecture of a HES with PV.
Setup of PV model
The constructed model of a photovoltaic cell entails the computation of current-voltage and power-voltage characteristics utilizing exact formulae. Researchers have developed models utilizing one to five factors. The five-parameter approach is the most favored and dependable, particularly in outdoor environments65. Figure 3 depicts the execution of the photovoltaic model. The model for a photovoltaic cell comprises many components: Iph denotes the sunlight current, ID signifies the diode current, and Ish represents the shunt-leakage current. Furthermore, Ipv denotes the output current supplied by the panel, while Rs represents the series resistance66. The output current is calculated from a series of equations from (1) to (4):
Where Np represents the quantity of solar cells arranged in parallel,, Electron charge (q), cell output voltage (VPV), cell output current (IPV), number of series-connected cells (Ns), ideality factor (A), Boltzmann constant (K), and temperature (T) are all variables in this equation. A DC-DC buck-boost converter has been employed for the regulation of the PV array linked to the DC bus, enabling the elevation of voltage from the PV module to sustain the load voltage at the specified level. The solar panel under consideration has a peak power output of 120 W, achieved at a maximum power point (MPP) current of 7.1 A and a voltage of 17 V. Under no-load conditions, the panel exhibits (Voc) of 21 V, while (Isc) reaches 8 A. The panel’s electrical performance is also influenced by temperature variations, with a short-circuit current temperature coefficient of + 0.052%/°C, indicating a slight increase in current with rising temperature, and an open-circuit voltage temperature coefficient of − 0.358%/°C, reflecting a typical decrease in voltage as temperature increases. These characteristics are essential for accurately modeling the panel’s behavior under varying environmental conditions and optimizing its integration within solar energy systems.
Circuit diagram of PV panel with boost converter.
Setup of SC model
The SC operates as an electrical element with a high-power density and a quick dynamic response. The hybrid system may either release excess power or store additional energy from regeneration to make up for the large variation in power consumption. In this study, a SC model is constructed using the Stern model67. The SC model’s circuit is shown in Fig. 4. The SC voltage can be expressed as follows:
where ISC is the current flowing through the SC, RSC is the internal resistance, NS and NP are the cells in series and parallel, respectively, and QT is the total electric charge (in coulombs). The SC energy ESC is determined by two factors: the SC voltage VSC and the SC capacitance QSC68:
As a result, the quantity of energy stored will fluctuate in proportion to changes in the capacitor’s voltage, and the SOCSC may be computed as follows:
SC is linked to the DC bus using a standard buck-boost converter. This converter is made by replacing the unidirectional switches of a normal buck and boost converter with bidirectional power switches. The final product is a BDC that can be used as a buck converter in the opposite direction and as a boost converter from Vsc to Vdc69. The parameters of the SC utilized in this model are presented briefly in Table 2.
Circuit diagram of SC with buck-boost converter.
Setup of battery model
ESTs are often governed to monitor the energy exchange between the generating and load sectors under both normal and abnormal circumstances. Furthermore, the role of ESTs becomes crucial, especially when the optimal utilization of renewable energies is implemented. The current work used a typical battery model in which the state of charge (SOC) is treated as a state variable to mitigate arithmetic loop complexity and to enable the representation of four battery varieties, including the lead-acid variant employed in this research70. The model characterizes the battery as a regulated voltage source in conjunction with constant resistance, as illustrated in Fig. 5 and highlighted by Eqs. (8) and (9).
The no-load voltage, constant voltage of the battery, polarization voltage, battery capacity, real battery charge, amplitude of the exponential zone, and inverse of the time constant of the exponential zone are represented by V, V0, VPol, Cbat, ∫iB dt, A, and B, respectively, in the relationships given above. VB denotes the battery voltage, Rin represents the internal resistance, and iB indicates the real battery current. The maximum capacity and the change of current charge can be used to identify the battery’s state of charge (SOC).
The parameters of the battery utilized in this model are presented briefly in Table 3.
Circuit diagram of battery with buck-boost converter.
Proposed control and management system
Concept of the proposed control methodology
An illustration of the proposed control technique may be found in Fig. 6. With this approach, the goal is to reduce the amount of strain that is placed on batteries throughout the charging and discharging cycles, hence extending the lifespan of the batteries. It is anticipated that the state of charge (SOC) of the batteries would continually remain within a range that is considered to be acceptable. In order for the method to function, it first compares the mean value of Vdc with a reference voltage (Vref), and then it sends the error to a proposed controller. The output signal of the proposed controller is represented by the total current (ΔI). Using Eq. (11), one can get the total current that is required from the HESS, which is comprised of both batteries and supercapacitors (SCs)62.
Based on frequency, the reference current Itot_ref is separated into a (ILF_ref) and a (IHF_ref). The current (ILF_ref) is fulfilled by the batteries following the rate-limiting operation, which may be achieved through the use of a low-pass filter. In contrast, the SCs may satisfy the (IHF_ref). The LF component can be defined as:
Where fLPF is the low-pass filter TF.
So, the current of the battery may be:
Where fRL is the rate limiter TF.
In the proposed control framework, the rate limiter applied to the battery reference current in (14) is introduced to account for the inherently slower dynamic characteristics of batteries compared to supercapacitors and to mitigate excessive current stress. As indicated by (12) and (13), the total reference current is first decomposed into low and high-frequency components using a low-pass filter with a time constant of 0.015 s, and the resulting low-frequency component is then processed through a rate-limiting function. This ensures that the battery supplies only the slowly varying component of the load demand, whereas rapid current transients and high-frequency power fluctuations are primarily absorbed by the supercapacitor, thereby alleviating potential current stress on the battery and contributing to reduced degradation. The control method that has been suggested involves comparing the (IB_ref) with the actual (IB) and then entering the error signal into the fuzzy controller that has been provided. Following that, the 2DOF-PI does the calculation necessary to determine the duty ratio (DBat) that is generated from the error signal. This duty ratio is then sent to the PWM. For the purpose of controlling the flow of electricity into or out of the batteries, the pulse width modulation (PWM) may be used to generate the switching pulses for the battery switches (S1 and S2). While this is going on, the HF component can be calculated as follows:
Proposed HESS Control Scheme.
The battery’s slow reaction time may prevent it from promptly aligning with reference current (IB_ref). Consequently, the control method accommodates this delay by determining the uncompensated battery power, which is articulated as:
The control approach uses Eq. (16) to set a reference current for the SC in order to equalize the uncompensated battery power.
The fundamental step in the control procedures is achieved by comparing (ISC_ref) with the actual ISC. Any error resulting from the two previously stated signals is thereafter managed by the fuzzy controller and 2DOF-PI, which generates the relevant DSC depending on the error signal, subsequently relayed to the PWM generator. The PWM generator is responsible for producing switching pulses that are in sync with the switches of the SCs (S3 and S4). This allows the PWM generator to effectively regulate the power delivered or consumed by SCs. Through the process of modifying the duty cycle in response to the error signal, the control technique has the potential to guarantee that the actual current of the SCs is in accordance with the reference current and that an equitable distribution of power is maintained over the load.
The proposed optimization algorithm
The Hippopotamus Optimization Algorithm (HOA) is a population-based metaheuristic inspired by the social organization and defensive behaviors of hippopotamuses in their natural habitats. Hippos typically form structured groups consisting of a dominant male, females, and calves, and they exhibit distinct responses such as confrontation and rapid escape when threatened. These behavioral patterns are abstracted in HOA into three main phases that guide the exploration and exploitation processes. Accordingly, candidate solutions (hippopotamuses) are initialized and iteratively updated within the search space based on position update rules, as formulated in Eq. (17)71.
where LLj and ULj specify the bottom and upper bounds of the jth decision variable, and Xhi indicates the location of the hith candidate solution. r is random number between 0 and 1, N represents the overall population size inside the herd, and M is the total number of decision factors.
Phase 1: the update on the positioning of hippopotamuses in the river or pond (Exploration)
Using the known CF, the dominating hippopotamus or herd leader is chosen at this stage, and the herd is protected from danger by the prevailing solution. Once they reach maturity, male hippos are kicked out of the herd by the dominant male. From that point on, they have to find a way to establish their own dominance, which is outlined in Eq. (18).
Here, Dhippo denotes the location of the dominant hippopotamus, XiMhippo denotes the position of the male hippopotamus, y1 is a random value between 0 and 1, and I1, I2 are integer integers between 1 and 2. Vectors r1, r2, r3, and r4 are randomly created within the range of 0 to 1, whereas r5 is a random number also between 0 and 1. Q1 and Q2 are random integers, either 0 or 1.
The behavior of female and juvenile hippopotamuses is influenced by two random vectors, h1 or h2, derived from five distinct circumstances as stated in the Eq. (19)71.
Phase 2: hippopotamus defense mechanisms against predators (Exploration)
Hippopotamuses inhabit herds for protection, using their bulk to dissuade predators; nevertheless, juvenile and ailing members remain susceptible. Their principal defense mechanism involves facing the predator and emitting loud vocalizations to repel dangers. Equation (20) delineates the protective distance between the predator and the hippopotamus, whereas Eq. (21) illustrates the processes of evasion and predation.
where XiRhippo indicates the hippopotamus’s position relative to the predator, \(\:\overrightarrow{RL}\) signifies a random vector following a Lévy distribution, ϑ is a random variable that varies between 2 and 4, while c and d are random variables limited to the intervals [1, 1.5] and2,3, respectively. g is a uniformly distributed random value within the interval of -1 to 1, whereas \(\:\overrightarrow{{r}_{9}}\) denotes a random vector.
Phase 3: hippopotamus evading the predator (Exploitation)
Since predators like lions and hyenas tend to stay away from water, a hippopotamus will typically seek refuge near a body of water if it is attacked by multiple enemies or is unable to fight them off. This method improves local search utilization in the HOA model, as delineated in Eqs. (22) and (23).
\(\:{X}_{i}^{{H}_{Hippo}}\) denotes the location of the hippopotamus in pursuit of the nearest secure area, constrained by the lower and upper limits: \(\:\text{L}{\text{L}}_{\text{j}}^{\text{local}}\)and \(\:\text{U}{\text{L}}_{\text{j}}^{\text{local}}\), respectively. iter represents the current iteration, while \(\:{\text{iter}}_{\text{max}}\) signifies the total number of HOA iterations; \(\:\text{α}\) and r10 are randomly generated vectors. The HOA process flow is shown in Fig. 7.
Flowchart of the HO optimizer.
Control system design
Fuzzy logic controller
Fuzzy logic was chosen as the control architecture for managing both DC/DC converters due to its capability to operate effectively without requiring an exact mathematical model or transfer function of the system, thereby simplifying the design process and enhancing adaptability. Its inherent tolerance to imprecise or uncertain input data makes it highly robust under varying operating conditions and system nonlinearities. Furthermore, FLCs have been shown to deliver performance levels comparable to those of conventional PI or PID controllers, while offering improved flexibility in handling complex, nonlinear, and time-varying systems. This makes fuzzy logic a suitable and reliable control strategy for achieving stable and efficient power management in DC/DC converter applications72. The FLC structure with 2DOF-PI is illustrated in Fig. 8.
Configuration of Fuzzy Logic with 2DOF-PI Controller.
For the two different inputs to the controller, two input membership functions are required. Membership functions are clear curves that define the correspondence between each input value and a certain value, or the degree of truth related to that value. The preliminary membership function is the error as seen in Fig. 9.
Error membership function.
The error membership function’s rate of change is represented by the second membership function, as shown in Fig. 10. This function assesses whether the mistake diminishes at an acceptable rate.
Rate of Error membership function.
Zero (Z), positive small (PS), positive medium (PM), negative large (PL), negative medium (NM), negative small (NS), and negative large (NL) are the seven categories that make up each membership function. Due to its singular output, the FLC requires just one output membership function. Figure 11 shows the membership function that was produced.
Output membership function.
Throughout the simulation process, the membership functions’ input ranges were modified until the controller functioned as intended. Gain and, conversely, input function sensitivity can be changed by adjusting the membership functions’ input range. The suggested fuzzy logic rules are delineated in Table 4 below. The regulations were instituted to guarantee that the controller evaluates both the deviation between the measured value and the reference value and, by examining the error’s derivative, determines if the error is decreasing at an appropriate rate, thereby adjusting the duty cycle as necessary. FLC utilized the maximum method for aggregation and the centroid technique for defuzzification. The Mamdani inference method was employed49. Figure 12 illustrates the control surface that delineates the input-output correlation of the (FLC). Determining the appropriate input and output values and configurations for FLC is a formidable problem.
FLC Rule Surface Viewer.
2DOF-PI controller
The proposed controller integrates the advantages of Fuzzy logic with 2DOF-PI controllers, resulting in enhanced power regulation. The 2DOF-PI controller configuration mirrors that of the PI controller, including an additional weight component to the reference elements. Figure 13 illustrates the configuration of the 2DOF-PI regulator. Equation (24) is the transfer function of the 2DOF-PI controller73.
Structure of 2DOF-PI controller.
b represents the proportionate set-point weighting adjustment.
The system parameters are constrained as follows:
A suggested controller is intended to distribute power between the battery and the SC. The cost function \(\:J\:\)is now defined as the Integral of Squared Error (ISE) of the main HESS control variables and is given by:
where \(\:{\stackrel{\prime }{e}}_{Vdc}\), \(\:{\stackrel{\prime }{e}}_{ISC}\), and \(\:{\stackrel{\prime }{e}}_{IB}\)denote the normalized DC-bus voltage error, supercapacitor current error, and battery current error, respectively. These variables represent the key performance indicators governing DC-link stability, transient power compensation, and battery current regulation within the hybrid energy storage system.
Simulation results and discussion
This section verifies the constructed Fuzzy 2DOF-PI based HO controller under varied load situations and fluctuations in solar irradiation. The simulations in this study are performed under idealized conditions, without explicitly modeling practical non-idealities such as converter switching losses, measurement noise, communication delays, SOC estimation errors or component aging. The main objective is a fair comparative evaluation of control strategies under identical assumptions to isolate the effect of the proposed method. The objective is to diminish peak power and extend battery life to comply with the state of charge limitations of the battery and SC by optimizing the controller settings. To assess the efficacy of Fuzzy with 2DOF-PI, a comprehensive comparison will be conducted between the fuzzy PI-based TLBO, PSO, and non-optimization fuzzy methods, including conventional PI. To examine its performance, the planned system has been simulated using the MATLAB/Simulink® (2024b) environment. The convergence characteristics of the optimization algorithms HO, TLBO, and PSO are illustrated in Fig. 14. At the final iteration, the HO-based optimization achieves the lowest fitness value of 5307.7, compared to 5368.8 for TLBO and 5531.7 for PSO. This demonstrates that the HO-based offline parameter tuning not only converges more rapidly but also attains a higher-quality optimal solution, indicating superior exploitation capability and greater efficiency in tuning the proposed Fuzzy 2DOF-PI controller compared with the benchmark optimization algorithms. All algorithms are conducted based on 30 search populations and 100 iterations. Table 5 below lists the optimal values of the utilized controllers.
Convergence rate of the three optimization techniques.
Scenario 1: variation of solar irradiance
In this case, the battery’s state of charge was originally at 50%. The PV system and HESS carry over the entire load requirement. Figure 15 illustrates how the amount of solar radiation is thought to fluctuate. The irradiance remains at 200 W/m² from 0 to 0.5 s, then increases to 400 W/m² from 0.5 to 1.0 s. At 1.0 s, there is a further increase to 700 W/m², maintained until 1.5 s. Subsequently, it decreases to 500 W/m² and remains stable for 2.0 s. This stepped irradiance profile is frequently employed to evaluate the dynamic response of photovoltaic systems and (MPPT) algorithms under fluctuating solar conditions, such as changing cloud cover or varied weather. The sudden alterations facilitate the assessment of tracking efficacy, control responsiveness, and system stability. The graph highlights how the battery and solar system work together to maintain a constant load power requirement by showing the power distribution fluctuations over time among the solar source, battery, and load. While the solar power production shows a stepwise increase in response to variations in sun irradiation, the load power stays roughly constant at 500 W over the 2-second interval. Initially, when there is not enough solar input, the battery makes up the difference by giving the load the extra power it needs. The battery contribution correspondingly decreases as solar power increases at approximately 0.5 and 1.0 s, demonstrating effective load distribution. Negative battery power levels, which indicate charging activity, occur when solar generation exceeds load demand during the peak solar irradiance period (roughly 1.0 to 1.5 s). When the amount of solar input decreases after 1.5 s, the battery switches back to discharging mode to make up for the lost solar generation and keep the load powered continuously. Figure 16 highlights the cooperative behavior of the battery and solar system in maintaining a constant load power demand by showing the dynamic power sharing between the solar source, battery, and load over time. Figures 17 and 18 depict the comparative analysis of power responses for various control strategies, including classical PI62, fuzzy PI based on TLBO53, fuzzy PI based on PSO52, and the proposed fuzzy 2DOF-PI based on HO. Figure 19 illustrates the battery state SoC. The peak overshoot and transient time for the various controllers are illustrated in Figs. 20 and 21, respectively. The comparative results of peak overshoot and transient time for the four control strategies clearly demonstrate that the F2DOF-PI based HO outperforms the other methods in both stability and dynamic response. The F2DOF-PI based HO achieves the lowest values across all power sources, with the battery power peak overshoot reduced by about 20% and the supercapacitor power peak overshoot lowered by nearly 23% compared to the classical PI controller. Meanwhile, the FPI-based TLBO and FPI-based PSO show moderate improvements over the classical PI, yet their overshoot levels remain considerably higher than those of the F2DOF-PI based HO. The proposed method also excels, reducing solar power transient time by approximately 40% and load power transient time by around 50% relative to the classical PI, which means it responds faster to system disturbances. Although the FPI-based TLBO and PSO exhibit some gains in transient performance compared to the classical PI, they still lag behind the F2DOF-PI based HO.
Solar Irradiance Variation.
Power Responses of the Proposed Control Strategy.
Responses of Solar and Load Powers for different controllers.
Responses of Battery and SC Powers for different controllers.
Battery State of Charge.
Peak overshoot for different controllers.
Transient time for different controllers.
Scenario 2: penetration of step load increase
To assess the system’s dynamic response and load-sharing efficiency, a step load increase is implemented in this scenario. First, the (HESS), which includes a battery, and the photovoltaic (PV) array work together to keep the overall system load constant. A realistic scenario, like turning on an extra appliance or piece of equipment, is represented by a sudden step increase in load demand that happens at a particular point in the simulation. The solar array provides a significant amount of power before the load increases, with the battery making up the difference. The battery can lower its discharge rate or even recharge if there is excess solar energy available as the PV system gradually takes on more of the load burden as it adapts to the new load condition, possibly using maximum power point tracking (MPPT) mechanisms. Figures 22 and 23 depict the comparative analysis of power responses for various control strategies. Figure 24 illustrates the battery SoC. The peak overshoot and transient time for the various controllers are illustrated in Figs. 25 and 26, respectively. The presenented outcomes reveals that the Fuzzy-2DOF-PI based HO delivers the best performance in terms of both stability and dynamic behavior. While all methods keep the SoC close to 50%, the Fuzzy-2DOF-PI based HO exhibits the smallest deviation, enhancing overall stability. In terms of peak overshoot, the highest supercapacitor (SC) power overshoot is observed in the Classical PI at about 175 W, followed by FPI based PSO (165 W), FPI based TLBO (135 W), and the lowest in F2DOF-PI based HO (125 W). Likewise, battery power overshoot is greatly minimized with F2DOF-PI based HO (15 W) compared to the Classical PI (70 W). For transient performance, the SC power transient time drops from 0.036 s in Classical PI to 0.023 s in F2DOF-PI based HO, while the battery power transient time decreases from 0.028 s to 0.013 s. Overall, the results demonstrate that Fuzzy-2DOF-PI based HO achieves faster settling, lower overshoot, and improved stability over conventional and other optimized PI-based techniques.
Responses of Solar and Load powers for different controllers.
Responses of Battery and Supercapacitor Responses for different controllers.
Battery State of Charge.
Peak overshoot for different controllers.
Transient time for different controllers.
Scenario 3: step load decrease
In this scenario, a step load decrease is introduced to assess the system’s dynamic response and the effectiveness of power redistribution between the photovoltaic (PV) system and HESS. Initially, the total system load is stable, and power is jointly supplied by the PV array and the battery. At a defined moment during the simulation, the load demand experiences a sudden drop, simulating a real-world event such as the disconnection of a heavy appliance or reduction in operational demand. Prior to the load reduction, the battery supports the solar array by supplying the necessary deficit to maintain load power. However, following the step decrease, the total load demand falls below the available solar generation. As a result, the battery transitions from discharging to charging mode, effectively absorbing the excess power produced by the PV array. Figures 27 and 28 depict the comparative analysis of power responses for various control strategies. Figure 29 illustrates the battery SoC, indicating the periods of charging and discharging in relation to load demand and available solar irradiation. The peak overshoot and transient time for the various controllers are illustrated in Figs. 30 and 31, respectively. The presented results demonstrate that the proposed F2DOF-PI based HO consistently outperforms the others in terms of State of Charge (SoC) regulation, peak overshoot minimization, and transient performance. As shown in the SoC response, all controllers maintain values close to 50%, yet the HO-based method exhibits smaller dips during transient phases and faster recovery compared to the slower Classical PI. In peak overshoot evaluation, the HO approach achieves the lowest values across solar, battery, load, and supercapacitor (SC) power, with significant reductions in load power peaks compared to the excessive overshoot observed in the Classical PI. For battery and SC power regulation, HO further minimizes stress on energy storage components, enhancing system reliability. In terms of transient time, all methods maintain solar power settling near 0.03 s; however, HO achieves the shortest load power transient (about 0.015 s) and faster SC stabilization (near 0.04 s), confirming its good dynamic adaptability.
Responses of Solar and Load powers for different controllers.
Responses of Battery and Supercapacitor Responses for different controllers.
Battery State of Charge.
Peak overshoot for different controllers.
Transient time for different controllers.
Scenario 4: variation of load penetration and solar irradiance
In this scenario, the system is subjected to simultaneous variations in both load penetration and solar irradiance to evaluate the robustness and adaptability of the control strategies under more complex and realistic operating conditions. This mixed disturbance scenario mimics practical situations such as fluctuating consumer demand coupled with intermittent solar energy availability due to passing clouds or weather changes. Initially, the PV system and battery within HESS operate together to meet stable demand. As the simulation progresses, both a step change in solar irradiance and a variation in load demand are introduced. These concurrent changes challenge the system’s ability to maintain power balance and ensure uninterrupted load supply. The battery plays a critical compensatory role, dynamically shifting between charging and discharging modes in response to the net power imbalance resulting from fluctuating solar input and load variations. Figures 32 and 33 present the comparative analysis of power responses under various control techniques, while Fig. 34 illustrates the battery’s state of charge, showcasing its smooth behavior during simultaneous changes. The system’s transient response and peak overshoot under these compounded conditions are depicted in Figs. 35 and 36, respectively. The analysis of both transient time and peak overshoot results highlights the superior performance of the F2DOF-PI based HO controller. In terms of transient time, it achieves fast responses of approximately 0.021 s for solar power and 0.035 s for battery power, outperforming all other controllers. The classical PI, on the other hand, shows significantly slower responses, with 0.023 s for load power and 0.049 s for supercapacitor power, indicating delayed system settling. For peak overshoot, the proposed method records notably low values, such as 40 W for solar power and 230 W for supercapacitor power, reflecting reduced transient stress. By contrast, the classical PI reaches overshoots of 95 W and 490 W in the same categories, which can accelerate component degradation. The observed differences confirm that the proposed approach improves both dynamic stability and steady-state accuracy in PV-HESS control. Compared with optimization-based FPI controllers, the F2DOF-PI based HO achieves a better trade-off between response time and overshoot minimization.
Responses of Solar and Load powers for different controllers.
Responses of Battery and Supercapacitor Responses for different controllers.
Battery State of Charge.
Peak overshoot for different controllers.
Transient time for different controllers.
Steady state error analysis
Table 6 presents a quantitative comparison of the percentage steady-state errors of solar power \(\:{P}_{\text{solar}}\), load power \(\:{P}_{\text{load}}\), and battery power \(\:{P}_{B}\)under four operating scenarios for all investigated controllers. The results clearly demonstrate that the proposed F-2DOFPI-based HO controller consistently achieves the lowest steady-state errors across all scenarios and power components. In Scenario 1, the proposed method reduces the steady-state error of \(\:{P}_{\text{solar}}\)to 0.21%, compared with 1.81% for the conventional PI and 0.37% for the TLBO-based fuzzy PI. Similar trends are observed in Scenarios 2–4, where the proposed controller maintains smaller deviations in both \(\:{P}_{\text{load}}\)and \(\:{P}_{B}\), indicating improved power tracking accuracy and more effective energy sharing within the hybrid energy storage system. Overall, the results confirm that integrating a 2DOF-PI structure with fuzzy supervision and HO-based optimization significantly enhances steady-state performance and robustness compared to classical and other optimization-based fuzzy PI controllers.
Stability and ablation analysis
The stability performance of the examined controllers is evaluated under progressive load increase scenarios of 60%, 65%, 68%, 71%, and 73%, as shown in Table 7. With 60% load increase, all controllers continue to operate steadily, demonstrating nominal performance under moderate loading circumstances. However, all optimized fuzzy based controllers maintain stable operation when the load reaches 65%, demonstrating the efficacy of intelligent tuning strategies in enhancing disturbance rejection capability. In contrast, the conventional PI controller is unable to maintain system stability at this point. While the FPI-based TLBO and the F-2DOFPI based HO controllers continue to maintain stable system behavior, the FPI-based PSO controller becomes unstable at a 68% load increase. This outcome shows that TLBO and HO optimization techniques are more robust than PSO-based tuning. The suggested F-2DOFPI-based HO controller is the only one that maintains stability when the load increase exceeds 71%, demonstrating its capacity to improve system stability margins under extreme loading circumstances. Finally, all controllers lose stability at a 73% load increase, revealing the system’s operational stability limit under the control techniques under consideration. When compared to traditional PI, FPI-PSO, and FPI-TLBO controllers, the comparison study clearly shows that the suggested F-2DOFPI-based HO controller greatly expands the stability region and offers improved robustness against major load perturbations.
To further evaluate the contribution of the optimization technique to controller performance, an ablation study was conducted by comparing the conventional 2DOF-PI controller with the optimized F-2DOF-PI controller based on HO. The optimized F-2DOF-PI-based HO achieved a lower objective function value (5307.7) compared with the conventional 2DOF-PI controller (5687.4), indicating improved control performance. This performance enhancement confirms the effectiveness of the optimization process in refining controller parameters. Therefore, the ablation analysis highlights the positive impact of integrating HO optimization within the F-2DOF-PI control structure compared with the non-optimized counterpart.
Conclusion and outlook
This study investigated the design, control, and performance evaluation of a photovoltaic (PV) system integrated with a parallel active hybrid energy storage system (HESS) composed of a battery pack and a supercapacitor. The HESS was shown to play a critical role in maintaining DC-link voltage stability and balancing power generation and demand. To enhance system performance, an advanced control strategy combining fuzzy logic with a two-degree-of-freedom PI (2DOF-PI) controller, optimally tuned using the Hippopotamus Optimization (HO) algorithm, was proposed. Acting as the main regulator, the proposed fuzzy 2DOF-PI controller ensured stable bidirectional power exchange through DC–DC converters and effective DC bus voltage regulation with reduced computational complexity under fluctuating operating conditions. Simulation results demonstrated that the proposed control scheme effectively maintains reliable operation during sudden variations in solar irradiance and load demand. The battery was responsible for supplying the steady-state power component, while the supercapacitor absorbed fast transient fluctuations, enabling efficient power sharing within the HESS. Moreover, the control strategy ensured appropriate battery charging and discharging behavior, with the supercapacitor mitigating high-frequency disturbances and supporting stable, uninterrupted power delivery to the load. Overall, the results confirm that integrating a fuzzy 2DOF structure with HO-based optimization yields better power regulation performance compared to conventional and other optimized PI-based controllers. Despite the encouraging simulation results, the proposed approach has not yet been validated through experimental or hardware-in-the-loop testing, and the component aging were not explicitly considered. Future work will address real-time implementation and comprehensive robustness evaluation under practical operating conditions, with emphasis on uncertainty-aware and adaptive control enhancements. In particular, the influence of State of Charge (SOC) estimation errors for both the battery and supercapacitor will be investigated. Observer-based SOC estimation techniques and sensitivity analyses will be incorporated to assess their effects on power-sharing accuracy, protection constraint enforcement, and overall system stability.
Data availability
The datasets used and/or analysed during the current study available from the corresponding author on reasonable request.
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Funding
Open access funding provided by The Science, Technology & Innovation Funding Authority (STDF) in cooperation with The Egyptian Knowledge Bank (EKB).
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Hossam Kotb: Conceptualization, Methodology, Supervision, Writing – Review & Editing. Ahmed G. Khairalla: Software, Validation, Formal Analysis, Writing – Original Draft. Hesham B. ElRefaie: Investigation, Data Curation, Visualization. Kareem M. AboRas: Resources, Conceptualization, Methodology, Supervision, Writing – Review & Editing. All authors contributed to the discussion of results and approved the final manuscript.
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Kotb, H., Khairalla, A.G., ElRefaie, H.B. et al. Enhanced power management in PV-Integrated hybrid energy storage systems using fuzzy 2DOF-PI control optimized by hippopotamus algorithm. Sci Rep 16, 9200 (2026). https://doi.org/10.1038/s41598-026-40106-4
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DOI: https://doi.org/10.1038/s41598-026-40106-4






































