Abstract
Arctic amplification (AA), the greater Arctic surface warming compared to the global average, has been widely attributed to increasing concentrations of greenhouse gases (GHG). However, less is known about the impacts of other forcings - notably, anthropogenic aerosols (AER) - and how they may compare to the impacts of GHG. Here we analyze sets of climate model simulations, specifically designed to isolate the AER and GHG effects on global climate. Surprisingly, we find stronger AA produced by AER than by GHG during the 1955–1984 period, when the strongest global AER increase. This stronger AER-induced AA is due to a greater sensitivity of Arctic sea ice, and associated changes in ocean-to-atmosphere heat exchange, to AER forcing. Our findings highlight the asymmetric Arctic climate response to GHG and AER forcings, and show that clean air policies which have reduced aerosol emissions may have exacerbated the Arctic warming over the past few decades.
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Introduction
The Arctic climate has undergone dramatic and rapid changes in recent decades1. In particular, the Arctic has warmed at a pace faster than the global average, both in observations2,3,4, and in historical simulations from state-of-the-art climate models3,5,6,7,8. This phenomenon is broadly referred to as Arctic amplification (AA)4,9,10. While anthropogenic greenhouse gases (GHG) have been widely recognized as the dominant forcing agent driving AA9,1112, the second largest anthropogenic forcing - anthropogenic aerosols (AER) - may have also played an important role13,14,15. Indeed, previous studies have suggested the possibility of AA associated with increasing aerosol emissions, with stronger cooling in the Arctic than over the rest of the globe14,16,17,18,19. However, a rigorous examination of this AER-induced AA and its underlying mechanisms, and a quantitative comparison with the effects of GHG, have remain to be been carried out.
Results
To this end, we begin by analyzing the annual mean near-surface air temperature (hereafter SAT) anomalies averaged over the Arctic domain (70∘N-90∘N) during the 1920–2005 period (Fig. 1a). Three observational estimates of Arctic SAT anomalies (black solid and dashed lines, see Methods) show a gradual warming from 1920 until the 1940s, a subsequent cooling until the late 1970s, and a further warming until the end of the time series in 2005. Global SAT anomalies exhibit a similar temporal evolution, but with a much smaller magnitude compared to the Arctic SAT anomalies (Fig. 1b, note the scales on the y-axis).
a, b Annual mean Arctic temperature changes and global temperature changes from 1920 to 2005 relative to the mean values from 1955 to 1964, observed (black), and ensemble-mean models under all forcing agents (ALL, green), including CNRM-CM6-1, CanESM5, IPSL-CM6A-LR, MIRCO6, and CESM1. c, d Annual and ensemble mean Arctic and global temperature changes under AER forcing (blue) and GHG or CO2 forcing (red). For CO2 effects, we analyzed CESM1-fix1955 and CanESM5-fix1955, while other models are examined under GHG forcing. The yellow shadings represent the 1955–1984 period. The number of ensemble members in each model is denoted in the parenthesis of the figure legend.
The Arctic and global SAT anomalies derived from the ensemble means of five state-of-the-art climate models (green lines in Fig. 1a, b) with all historical forcings (i.e., GHG, AER, ozone, land-use, and natural forcings, see Methods) resemble the observational SAT anomalies, suggesting that the observed multidecadal SAT variability is largely externally forced as previous studies concluded20,21. A question immediately arises: what are the relative roles of GHG and AER, the two most important anthropogenic forcings, in determining the evolution of the Arctic and global SAT anomalies? To answer this question, we analyze the single forcing simulations from the Detection and Attribution Model Intercomparison Project (DAMIP)22 under the Sixth Phase of the Coupled Model Intercomparison Project (CMIP6)23, and the single forcing large ensemble projects from the Community Earth System Model version 1 (CESM1)24 and an additional set of simulations from the Canadian Earth System Model version 5 (CanESM5)12,25. In the DAMIP experiments, climate models are forced only with time-varying GHG or AER, and all other forcings are fixed at pre-industrial levels ("only-one" forcing, see Methods). In contrast, in the CESM1 and in the additional CanESM5 experiments, GHG or AER forcing is held fixed, and all other forcings vary with time ("all-but-one" forcing method, see Methods). In Fig. 1c we show the opposing effects of GHG and AER forcing on the Arctic temperature during the mid-20th century. Here we focus on the 1955–1984 period, the period with the largest global AER increase (Supplementary Fig. 1). Over this period, GHG forcing causes a positive Arctic SAT trend of 0.35 ± 0.17K/decade (±denotes the 95% confidence interval hereafter), while AER forcing causes a negative Arctic SAT trend of −0.43 ± 0.22K/decade (red and blue lines in Fig. 1c). After the mid-1980s, the AER-induced cooling halts, owing to the reduction of AER emissions in North America and Europe26,27, in contrast to the continued GHG-induced Arctic warming. These patterns are also noticeable in the global average (Fig. 1d), though with reduced magnitudes. The combined effects of GHG and AER largely explain the time-evolving SAT anomalies in response to all forcings (Supplementary Fig. 2).
From an effective radiative forcing (ERF, see Methods) perspective, the fact that GHG- and AER-forced SAT trends during the 1955–1984 are comparable in magnitude is rather surprising, since the trend of AER ERF in the period 1955–1984 (−0.18 ± 0.08 W/m2/decade) is only about sixty percent of the strength of GHG ERF (0.31 ± 0.07 W/m2/decade) (Supplementary Fig. 3). This indicates that AER forcing must be more effective in producing Arctic temperature changes than GHG forcing, implying asymmetric Arctic climate responses to AER and GHG forcing agents.
This asymmetric Arctic response is shown in Fig. 2: the AA factor (AAF, see Methods) forced by AER (blue markers, hereafter AAFAER) is larger than the one forced by GHG (red markers, hereafter AAFGHG) during the 1955–1984 period. The fact that the difference between AAFAER and AAFGHG (yellow markers) is positive for each individual model, and for the multi-model-mean, attests to the robustness of this finding. The differences in AAF across models – for a given forcing – reflect differences in model formulation, the so-called structural uncertainty28,29. We quantify this uncertainty by calculating the range of AAF across models, and find similar uncertainties for AAFAER and AAFGHG (3.87 ± 0.48 and 2.49 ± 0.51, respectively). However, even given this model uncertainty, the means of the two groups of AAFs are statistically distinguishable (c.f., blue and red hexagonal markers in Fig. 2). A recent study has shown that different ways of imposing AER forcing (i.e., the “all-but-one" vs. “only-one" forcing methods) can yield different inferred responses30. Three simulations sets used in our study adopt the “all-but-one" forcing method, whereas the other four adopt the “only-one" forcing method. However, we do not find any systematic contrast in AAF between these two groups of models.
In addition to considering differences in model formulation and in the method of imposing a forcing, it is important to recognize the potential role of internal climate variability, which may obscure the forced signal28,31,32. To assess and quantify its role, we employ a bootstrapping technique to construct synthetic AAF probability density functions (PDFs, see Methods) across ensemble members of each model (Fig. 3). The width of the PDFs then provides an estimate of the uncertainty in the computed AAFs due to internal variability, and we also provide the 95% confidence intervals across ensemble members for each model (Supplementary Table S1). It is clear from Fig. 3 that this uncertainty can be large. Owing to the internal variability alone, the AAF can vary by 2 or more from its mean value, resulting in not only some AAFs less than 1 but also overlapping regimes of resampled AAFAER and AAFGHG (9–64%, except for 0% in CanESM5). Internal variability noise, thus, hinders a clean separation of the two forced AAFs. Nonetheless, the resampled AAFAER still contains higher chance to be larger than the resampled AAFGHG for all models.
To understand the underlying mechanisms leading to larger AAFAER than AAFGHG, we examine the Arctic sea-ice response to AER and GHG forcings, and the accompanying changes in atmosphere-ocean heat exchange, which are widely regarded as essential in generating AA31,33. We find a greater sea-ice area (SIA) sensitivity to global SAT change in response to AER forcing compared to GHG forcing in most models (Fig. 4a). The only exception to this is CNRM-CM6-1, which is also the model that shows the smallest difference between AAFAER and AAFGHG (Figs. 2 and 3d).
a Annual SIA sensitivity under AER (blue markers) and GHG/CO2 (red markers) for each model, along with the difference between them (yellow markers). b, c The same as a, but for July, August, and September mean (JAS, warm season) albedo sensitivity, and for October, November, and December mean (OND, cold season) SHF sensitivity. SHF is defined as the sum of net longwave radiation, net shortwave radiation, sensible heat fluxes and latent heat fluxes at the surface. Large hexagonal markers indicate the multi-model mean values, and the number of ensemble members in each model is indicated in parentheses of the figure legend.
Thus far, we have focused solely on the annual-mean response to AER and GHG forcings. However, a complete understanding of Arctic climate change also requires consideration of the seasonality of the response33,34,35,36,37,38,39. In a warming climate, lower surface albedo (Supplementary Fig. 4a) due to sea-ice retreat allows more absorption of solar radiation by the Arctic Ocean mixed layer during late summer and early autumn35,37,39,40,41,42,43. Subsequently, in late autumn and winter, this excess energy is released to the atmosphere in the form of longwave radiation and latent and sensible heat (Supplementary Fig. 5a), leading to atmospheric warming. The opposite occurs in a cooling climate, with higher surface albedo due to sea-ice expansion, reduced Arctic Ocean absorption of solar radiation in late summer and early autumn, and reduced surface heat flux from the ocean to atmosphere in late autumn and winter (Supplementary Figs. 4b and 5b). When expressed as feedbacks by normalizing by the global SAT change, the surface albedo feedback in summer and surface heat flux feedback in autumn are both found to be stronger in response to AER forcing than GHG forcing in most models, with CNRM-CM6-1 again being the only exception (Fig. 4b, c). These stronger feedbacks with AER forcing help to explain why AAFAER is larger than AAFGHG.
Discussion
To conclude, we find stronger AA from anthropogenic aerosols than that from greenhouse gases during the 1955–1984 period, which is somewhat surprising as the AER radiative forcing is weaker than the GHG one. This is a robust result, which stands out from internal variability, and is not dependent on the choice of climate model or the method used to infer the forced response (i.e., the “all-but-one" or “only-one" forcing method). Stronger sea ice-related feedbacks in response to AER than to GHG forcing are found to be the crucial mechanism explaining this stronger AA. Our findings confirm the asymmetric Arctic climate response to AER and GHG forcing agents, which was recently reported in studies with models forced with increased and decreased CO2 concentrations44,45.
An important implication to emerge from our findings is that the observed strengthening of AA over the past few decades3,4 may have been aggravated by AER emissions reductions, mostly in Europe and North America15,16. Our results, therefore, highlight the importance of air quality regulations and clean air policies, such as the U.S. Clean Air Act46, in amplifying Arctic warming. As more widespread AER emissions reductions are likely to be implemented in the coming decades in most parts of the world, the need to mitigate GHG emissions becomes more urgent in order to avoid detrimental consequences on Arctic climate, ecosystems, and socioeconomics.
Methods
Observational datasets
In this study, we use three observational surface-air temperature (SAT) products: the Goddard Institute for Space Science of the National Aeronautics and Space Administration surface temperature analysis version 4 (GISTEMPv4)47,48, the Met Office Hadley Centre/Climatic Research Unit global surface temperature dataset version 5.0.1.0 (HadCRUT5)49, and the Berkeley Earth surface temperature dataset (BEST)50. These SAT datasets were compiled based on a combination of 2-meter temperature observations over the land and sea surface temperature (SST) over the ocean. We focus our analysis on the time spanning from 1920 to 2005 in line with the available time period of single forcing climate model simulations.
Single forcing historical simulations
To investigate and quantify the global and Arctic responses to different forcing agents, we utilize the historical simulation products during the 1920–2005 period from the Detection and Attribution Model Intercomparison Project (DAMIP)22 within the Sixth Phase of the Coupled Model Intercomparison Project (CMIP6)23. The first set of experiments considered in this study is the all forcing simulations, in which the participating models were forced with all forcing agents, including GHG, AER, ozone, land-use changes, and natural forcings (i.e., volcanic and solar irradiance). The second set is the GHG-only simulations, in which the models were forced solely with the time-varying GHG concentrations (i.e., carbon dioxide, methane, nitrous oxide, and chlorofluorocarbons) with other forcings fixed at their pre-industrial levels. The third set of simulations was forced by only the time-varying anthropogenic AER forcings, with all other forcings held fixed at pre-industrial levels. It is noted that the AER forcings here include direct (scattering and absorbing) and indirect (aerosol-cloud interactions) effects, which combined influence the climate variability, such as the changes in temperature and surface energy budget51,52,53, and that the AER were predominantly emitted from Europe and North America before the mid-20th century26,27, peaking around the 1980s, and declining afterwards15. The epicenter of AER emissions has then shifted to southern and eastern Asia and their amounts are expected to decline in the future54,55. We refer the second and third sets of experiments above to as the “only-one" forcing simulations to signify that these simulations are driven solely by one forcing agent. To account for the effect of internal variability, we select only the models containing at least ten ensemble members. These models are CNRM-CM6-1 (10 members), CanESM5 (30 members), IPSL-CM6A-LR (10 members), and MIROC6 (10 members).
We also use the historical simulations from the single forcing large ensemble project of the Community Earth System Model version 1 (CESM1)24,56, which consists of the Community Atmosphere Model version 5 (CAM5), Parallel Ocean Program version 2 (POP2), Community Land Model version 4 (CLM4), and Los Alamos Sea Ice Model (CICE). In these simulations, the forcings were prescribed in an alternate way in that the single forcing of interest was fixed at its 1920 level but other forcings were allowed to vary with time. The data repository of this CESM1 single forcing project contains all forcing simulations (referred to as ALL) with 40 members, fixed AER forcing simulations (referred to as xAER) with 20 members, and fixed GHG forcing simulations (referred to as xGHG) with 20 members. Following Deser et al., the combined effects of internal variability and the response to AER or GHG forcing can be quantified as:
where “X" represents the target variable (e.g., SAT), the subscript “i" represents an individual ensemble member, and an overbar represents the ensemble mean. We refer to this type of experiment as an “all-but-one" forcing experiment, and to this particular set of experiments using CESM1 as CESM1-fix1920.
We further conducted two additional sets of CESM1 simulations (using the large-ensemble configuration of the model) which are denoted as CESM1-fix1955. These are similar to CESM1-fix1920, but either the AER forcing (20 ensemble members) or the CO2 forcing (10 ensemble members) is fixed at 1955 levels with all other forcings varying with time. We also use the fixed AER and CO2 simulations (20 members each) from the Canadian Earth System Model version 5 (CanESM5)12,25 and denote this simulation set as CanESM5-fix1955. To isolate the response to AER or CO2 forcing in CESM1-fix1955 and CanESM5-fix1955, we calculate the ensemble-mean difference between the ALL experiment and the xAER or xCO2 experiment. Note that all simulations in DAMIP and CanESM5-fix1955 are using CMIP6 forcings while CESM1-fix1920 and CESM1-fix1955 are using CMIP5 forcings, andthat for simplicity, we often use “GHG" to refer to the response to both all GHG (DAMIP and CESM1-fix1920) or solely CO2 (CESM1-fix1955 and CanESM5-fix1955).
We quantify the effective radiative forcing (ERF) from AER and GHG forcings using fixed sea surface temperature (SST) simulations from the Radiative Forcing Model Intercomparison Project (RFMIP)57 within CMIP6. In these fixed SST simulations, forcings are allowed to vary with time during the period of 1850-2014, while the SSTs and sea-ice concentrations are fixed at their climatology values derived from pre-industrial simulations. We employ simulations that include either time-varying AER or GHG forcing, with all other forcings fixed at pre-industrial levels. These AER and GHG fixed SST simulations are available for the four DAMIP models used in this study. We compute the ERF as the difference between the net top-of-atmosphere (TOA) radiation in these simulations and a control simulation with constant pre-industrial forcings.
Arctic amplification factor
In this study, we define the Arctic region as 70∘N-90∘N and the global region as 90∘N-90∘S. We define the response (Δ) of a given target variable (e.g., surface air temperature, sea-ice area, albedo, and surface heat fluxes) to AER or GHG/CO2 forcing as the 30-year linear trend of that variable between 1955 and 1984. To quantify the Arctic amplification, we calculate the Arctic amplification factor (AAF) as:
where ΔTArctic represents the Arctic-averaged SAT response, ΔTGlobal denotes the globally-averaged SAT response, “j" signifies the forcing agent (AER or GHG/CO2), and an overbar indicates the ensemble mean.
Bootstrapping technique
To robustly assess the internal variability of the AAF within each model, we adopt a bootstrapping method58, which has been widely applied in climate change studies59,60,61. Specifically, we randomly sample ensemble members without replacement a total of 10,000 times, and then compute the average over resampled members to obtain 10,000 ensemble means. The resampled AAF can, thus, be expressed as:
where \({(\Delta {T}_{Arctic}{| }_{j})}_{resampled}\) and \({(\Delta {T}_{Global}{| }_{j})}_{resampled}\) are calculated using the same resampled members.
Data availability
The GISTEMP data are available at https://data.giss.nasa.gov/gistemp, the HadCRUT5 data can be found at https://www.metoffice.gov.uk/hadobs/hadcrut5, and the BEST data can be obtained at https://berkeleyearth.org/data. DAMIP data can be downloaded at https://esgf-node.llnl.gov/projects/cmip6. CESM1-fix1920 can be found at http://www.cesm.ucar.edu/experiments/cesm1.1/LE/#single-forcing. CESM1-fix1955 and CanESM5-fix1955 can be downloaded from a Zenodo repository respectively (https://zenodo.org/record/7469290and https://zenodo.org/records/6908225).
Code availability
The Python scripts for processing data and plotting figures are available on Y.-T. Wu’s Zenodo repository https://zenodo.org/records/10628819.
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Acknowledgements
Y.-T.W. and Y.-C.L. are supported by grants from the National Science and Technology Council (110-2111-M-002-019-MY2, 111-2628-M-002-011, and 112-2628-M-002-009) to National Taiwan University. L.M.P. and M.P. are supported by a grant from the U.S. National Science Foundation to Columbia University. M.R.E. is supported by a Royal Commission for the Exhibition of 1851 research fellowship. We thank Dr Clara Deser at NCAR and Dr Yen-Ting Hwang at National Taiwan University for their constructive comments and suggestions to improve the quality of this manuscript. We thank to National Center for High-performance Computing (NCHC) of National Applied Research Laboratories (NARLabs) in Taiwan for providing computational and storage resources.
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Y.-T. Wu, Y.-C. Liang, M. Previdi, and L. M. Polvani conceived the study. Y.-T. Wu performed the analyses and Y.-C. Liang conducted the CESM1-fix1955 AER simulations. M.R. England conducted the CESM1-fix1955 CO2 simulations. M. Sigmond provides the simulations from the CanESM5. Y.-T. Wu and Y.-C. Liang prepared the initial manuscript draft and all authors contributed to the manuscript writing. All authors contributed to the interpretation of the results.
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Wu, YT., Liang, YC., Previdi, M. et al. Stronger Arctic amplification from anthropogenic aerosols than from greenhouse gases. npj Clim Atmos Sci 7, 142 (2024). https://doi.org/10.1038/s41612-024-00696-0
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DOI: https://doi.org/10.1038/s41612-024-00696-0
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