Table 6 Calculations

From: A Method for Resourcing Sustainable Cities in Rwanda Through Informal Settlement Upgrading

Indicator/Notation

Basis of Calculation

Unit

Formula

  

Risk Factors

Rs

Slope risk factor

Sum of percentage of area on slopes > 10%, with exponentially increasing risk for higher slopes. Minium sum totals to 1; a hypothetical maximum sum would be a risk factor of 17, but this is all but impossible in practice. Realistic maxima are in a 5-10 range.

N/A

(As0/AS) + (2(As10)+(4(As20)+(8(As25)+(16(As30)

Rr

Rainfall risk factor

Scored 1-5, using integers, based on rainfall level. This 1-5 score relates to the indicator score in the next level of analysis.

N/A

If: r < 1000 mm, then Rr = 1

1000 mm ≤ r < 1200, then Rr = 2

1200 mm ≤ r < 1400, then Rr = 3

1400 mm ≤ r < 1600, then Rr = 4

r > 1600, then Rr = 5

Rf

Flood risk factor

The sum of flood, rainfall and overlap hazard factors.

N/A

Zf + Zr+Zv

  

Hazard Factors

Zf

Flood hazard factor

Linearly weighted sum of settlement area within protected wetland zones and incremental flood plains.

N/A

5(AW/AS) + 4(AR/AS) + 3(Af50/AS) + 2(Af100/AS)

Zr

Rainfall hazard factor

Multiplied slope & rainfall factors, de-weighted to be half less influential in the floor risk factor than the flood and overlap factors.

N/A

(Rs)(Rr)/8

Zv

Overlap hazard factor

Percentage of settlement land area both within a 100-year flood plain and with slopes > 10%.

N/A

Afs/As

Percentages

%sd

Percentage of streets with appropriate stormwater drainage

%

Lsd/Lst

%Hp

Percentage of the households below the poverty line (if not entered directly)

%

%Hp, or Hp/HS

%Hw

Percentage of households with a direct, individual water supply

%

%Hw, or Hw/HS

%Ht

Percentage of households with individual appropriate sanitation

%

%Ht, or Ht/HS

%He

Percentage of households with access to electricity

%

%He, or He/HS

%BO

Percentage of built-up space in a 500 m offset of the settlement

%

BO/(AO-AS)

%Ast

Percentage of land allocated to streets in the settlement

%

Ast/AS

%Na

Percentage of plots accessible from a public right of way

%

Na/Nl

%Gps

Percentage of settlement area within 400 m of an open public space

%

Aps/AS

Per Capita & Catchment Indicators

PH

Average household population

adults

PS/HS

Pxw

Population requiring access to public potable water point (rounded to nearest integer)

people

PS-((PS)(%Hw))

Pwmax

Maximum catchment population per water collection point

people

If Nw = 0, then PS; otherwise Nw/PS

Pw

Public potable water collection point catchment ratio

Multiple of maximum population per water collection point, per UPC17.

N/A

Pwmax/2000

Dw

Public potable water collection point distance ratio

Multiple of maximum required distance to water collection point, per UPC17.

N/A

Pwmax/250

Pxt

Population requiring access to public toilet

people

Py-((Py)(%Ht))

Ptmax

Maximum catchment population per public toilet

people

If Nt = 0, then PS; otherwise Nt/PS

Pt

Public toilet catchment ratio

Multiple of maximum population per public toilet point, per UPC17.

N/A

Ptmax/250

Dt

Public toilet distance ratio

Multiple of maximum required distance to public toilet for all households, per UPCs.

N/A

Dtmax/80

Pswmax

Maximum catchment population per solid waste collection point

people

If Nsw = 0, then PS; otherwise Nsw/PS

Psw

Solid waste disposal point catchment ratio

Multiple of maximum population per waste disposal point, per UPC17.

N/A

Pswmax/2000

Dsw

Solid waste disposal point distance ratio

Multiple of maximum required distance to waste disposal point for all households, per UPC17.

N/A

Dswmax/250

Income Levels

IH

Annual household income defining the poverty line

Multiple of Annual individual income defining the poverty line and average population per household.

RWF

(Ip)(PH)

Physical Measurements

Cx

External connectivity ratio

Average distance between primary or secondary distributor roads17 entering/exiting the settlement24. If the settlement is unconnected, the value will return as an extraordinarily high number.

m/node

If Nx = 0, then Lpm/.01; otherwise Lpm/Nx

A’st

Adjusted land allocated to streets value

0-100 value of determining the balance of public land available for transport systems, ideally between 6%-36%, per UN CPI25.

N/A

If: %Ast ≤ 0.06, then 0;

%Ast > 0.36, then 100; otherwise

100((Ast -0.06)/(0.36-0.06))

Yst

Street density ratio

Ratio of length of streets with at least 2 intersections to settlement area, converted (with unit conversion from m/m2 to m/ha).

km/km2

1000(Lst2/AS)

Y’st

Adjusted street density value

0-40 value indicating proportion of space devoted to streets and public spaces, with 20 being an ideal target, per UN CPI25.

m/ha

If: Yst = 0, then 0;

Yst = 40, then 0; otherwise

100(1-|(Yst-20)/20 | )

Yi

Intersection density ratio

Number of intersections per area (adjusted from nodes per m2 to nodes per km2), with 100 node/ha being an ideal target, per UN CP25I.

node/ km2

Ni/((AS)(1,000,000))

Y’i

Adjusted intersection density value

Assigns maximum value (100) to Yi if it is already ≥100, otherwise remains as Yi

node/ km2

If: Yi ≥ 100, then 100; otherwise Yi

SCI

Street connectivity index

Index as defined in UN CPI25.

N/A

(A’st+Y’st + Y’i)/3

YS

Population density of the settlement

p/ha

PS/AS

CP

Covered living space per person

m2/p

AC/PS

C’P

20-year projected covered living space per person

Covered living space per person using projected population in 20 years.

m2/p

AC/Py

GP

Green space per person

m2/p

GP/PS